| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11991.23 |
Day 29 |
No |
202.89 |
31-90 Days |
S-3 |
9703.11 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
36967.09 |
Day 29 |
Yes |
197.79 |
91-180 Days |
S-4 |
31510.85 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21243.41 |
Day 29 |
No |
455.57 |
91-180 Days |
S-5 |
24673.08 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1250.00 |
Day 29 |
No |
16.78 |
<7 Days |
S-6 |
1474.15 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
14492.71 |
Day 29 |
Yes |
1340.69 |
7-30 Days |
S-7 |
13323.59 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24746.75 |
Day 30 |
Yes |
168.16 |
91-180 Days |
A-0-Q |
28909.06 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43383.91 |
Day 30 |
Yes |
1605.85 |
91-180 Days |
A-1-Q |
47003.38 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
34939.77 |
Day 30 |
Yes |
272.16 |
7-30 Days |
A-2-Q |
36361.60 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
10756.20 |
Day 30 |
Yes |
1001.36 |
<7 Days |
A-3-Q |
8806.35 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35798.09 |
Day 30 |
Yes |
1309.59 |
7-30 Days |
A-4-Q |
36424.65 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
43154.09 |
Day 30 |
No |
3435.51 |
91-180 Days |
A-5-Q |
39870.38 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
599.63 |
Day 30 |
Yes |
48.75 |
7-30 Days |
CB-1-Q |
622.84 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37577.13 |
Day 30 |
No |
3197.32 |
91-180 Days |
CB-2-Q |
39313.38 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
35336.78 |
Day 30 |
No |
560.12 |
7-30 Days |
S-1-Q |
42091.71 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12182.10 |
Day 30 |
Yes |
240.46 |
<7 Days |
S-2-Q |
11375.32 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27176.11 |
Day 30 |
No |
48.83 |
31-90 Days |
S-3-Q |
27598.84 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
24176.77 |
Day 30 |
Yes |
2009.24 |
31-90 Days |
S-4-Q |
28196.26 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18172.45 |
Day 30 |
Yes |
369.59 |
31-90 Days |
CB-3-Q |
15467.59 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18048.92 |
Day 30 |
Yes |
1428.36 |
7-30 Days |
G-1-Q |
20399.83 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
13638.01 |
Day 30 |
No |
1112.11 |
31-90 Days |
G-2-Q |
12798.49 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24862.70 |
Day 30 |
Yes |
469.00 |
31-90 Days |
G-3-Q |
20215.15 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33577.12 |
Day 30 |
Yes |
915.05 |
7-30 Days |
S-5-Q |
37631.67 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
42354.58 |
Day 30 |
Yes |
1114.79 |
91-180 Days |
S-6-Q |
49096.34 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39146.66 |
Day 30 |
No |
1351.15 |
31-90 Days |
S-7-Q |
36339.67 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11437.79 |
Day 30 |
No |
1142.39 |
91-180 Days |
E-1-Q |
10731.36 |
Partial |
No |
|
Trading |