| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
18753.21 |
Day 25 |
No |
200.18 |
7-30 Days |
G-3-Q |
16653.81 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17241.35 |
Day 25 |
Yes |
1543.53 |
7-30 Days |
S-5-Q |
19686.02 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11739.88 |
Day 25 |
No |
1144.55 |
91-180 Days |
S-6-Q |
11269.37 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33747.33 |
Day 25 |
Yes |
428.79 |
<7 Days |
S-7-Q |
35042.92 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15955.12 |
Day 25 |
No |
536.96 |
<7 Days |
E-1-Q |
16446.78 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
9502.86 |
Day 25 |
No |
76.10 |
31-90 Days |
E-2-Q |
9161.18 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
1631.10 |
Day 25 |
No |
3.23 |
7-30 Days |
IG-1-Q |
1862.49 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12561.55 |
Day 25 |
Yes |
4.60 |
7-30 Days |
IG-2-Q |
14698.57 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
4524.33 |
Day 25 |
No |
317.00 |
31-90 Days |
C-1 |
4674.49 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
30621.74 |
Day 25 |
No |
73.94 |
<7 Days |
CB-4 |
32024.23 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
7351.89 |
Day 25 |
Yes |
642.17 |
7-30 Days |
E-10 |
6637.10 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
24914.49 |
Day 25 |
Yes |
2349.20 |
7-30 Days |
E-3 |
28477.94 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
29353.38 |
Day 25 |
Yes |
1442.46 |
31-90 Days |
E-4 |
25330.41 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4966.04 |
Day 25 |
No |
425.96 |
<7 Days |
E-5 |
5629.33 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
5151.48 |
Day 25 |
No |
274.28 |
7-30 Days |
E-6 |
5861.36 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
40710.44 |
Day 25 |
No |
1490.67 |
91-180 Days |
E-7 |
42642.36 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
12560.96 |
Day 25 |
Yes |
489.90 |
91-180 Days |
E-8 |
13402.03 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
15603.21 |
Day 25 |
No |
609.56 |
31-90 Days |
E-9 |
13482.35 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
23681.07 |
Day 25 |
No |
8.71 |
31-90 Days |
G-4 |
21213.70 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21733.08 |
Day 25 |
No |
906.29 |
7-30 Days |
IG-3 |
25063.66 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
21656.10 |
Day 25 |
No |
698.11 |
7-30 Days |
IG-4 |
25487.01 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
28884.67 |
Day 25 |
No |
642.50 |
31-90 Days |
IG-5 |
29215.69 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
30742.10 |
Day 25 |
Yes |
1896.30 |
7-30 Days |
IG-6 |
28935.94 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
27169.04 |
Day 25 |
No |
1646.31 |
7-30 Days |
IG-7 |
27468.82 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
42960.50 |
Day 25 |
Yes |
2524.84 |
<7 Days |
IG-8 |
47524.60 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |