| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
22408.07 |
Day 24 |
Yes |
1492.06 |
31-90 Days |
E-6 |
25039.91 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
37672.52 |
Day 24 |
Yes |
3734.56 |
<7 Days |
E-7 |
32582.99 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
39161.62 |
Day 24 |
Yes |
2465.14 |
<7 Days |
E-8 |
36394.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
15631.80 |
Day 24 |
No |
982.63 |
<7 Days |
E-9 |
13099.94 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
41472.27 |
Day 24 |
No |
910.82 |
31-90 Days |
G-4 |
37142.87 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
808.19 |
Day 24 |
Yes |
70.08 |
31-90 Days |
IG-3 |
653.41 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
34163.20 |
Day 24 |
No |
2948.61 |
<7 Days |
IG-4 |
38641.25 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
26989.37 |
Day 24 |
No |
482.62 |
91-180 Days |
IG-5 |
24768.85 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
1314.47 |
Day 24 |
No |
109.65 |
<7 Days |
IG-6 |
1118.30 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27847.64 |
Day 24 |
Yes |
606.08 |
7-30 Days |
IG-7 |
32408.36 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
17254.25 |
Day 24 |
Yes |
1163.86 |
91-180 Days |
IG-8 |
14530.34 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
38000.72 |
Day 24 |
Yes |
2338.15 |
<7 Days |
L-1 |
42346.26 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
22441.92 |
Day 24 |
No |
474.74 |
91-180 Days |
L-10 |
26162.01 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
20670.14 |
Day 24 |
No |
867.92 |
91-180 Days |
L-11 |
17202.95 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11356.45 |
Day 24 |
No |
740.49 |
<7 Days |
L-2 |
10360.89 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
11403.17 |
Day 24 |
No |
619.56 |
31-90 Days |
L-3 |
9672.32 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
616.81 |
Day 24 |
No |
60.15 |
7-30 Days |
L-4 |
571.16 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
21653.11 |
Day 24 |
Yes |
1022.63 |
31-90 Days |
L-5 |
25974.80 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
11197.62 |
Day 24 |
Yes |
445.32 |
<7 Days |
L-6 |
10171.21 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
33841.14 |
Day 24 |
Yes |
525.25 |
7-30 Days |
L-7 |
35139.49 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
27382.04 |
Day 24 |
Yes |
735.52 |
31-90 Days |
L-8 |
31203.71 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
2314.20 |
Day 24 |
No |
88.16 |
<7 Days |
L-9 |
2672.68 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
18510.53 |
Day 24 |
Yes |
116.11 |
91-180 Days |
LC-1 |
21139.60 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
Yes |
4203.07 |
Day 24 |
Yes |
385.11 |
7-30 Days |
LC-2 |
3752.62 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.4 |
Asset-Backed Securities (ABS) |
Non-Regulated Fund |
No |
9202.20 |
Day 24 |
Yes |
346.24 |
7-30 Days |
N-1 |
9869.69 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |