| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10072.77 |
Perpetual |
No |
180.07 |
91-180 Days |
L-10 |
8619.64 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14426.54 |
Perpetual |
No |
145.63 |
31-90 Days |
L-11 |
13855.90 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3463.48 |
Perpetual |
Yes |
307.12 |
91-180 Days |
L-2 |
3469.71 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25853.82 |
Perpetual |
Yes |
631.90 |
<7 Days |
L-3 |
29435.16 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
27873.19 |
Perpetual |
Yes |
1308.51 |
91-180 Days |
L-4 |
32402.78 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
32758.21 |
Perpetual |
Yes |
2078.27 |
31-90 Days |
L-5 |
33539.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
8192.64 |
Perpetual |
Yes |
255.08 |
91-180 Days |
L-6 |
7051.34 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
10456.82 |
Perpetual |
No |
920.96 |
7-30 Days |
L-7 |
12015.18 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
18897.93 |
Perpetual |
Yes |
626.99 |
<7 Days |
L-8 |
16227.37 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31212.81 |
Perpetual |
No |
744.85 |
<7 Days |
L-9 |
28607.69 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38408.71 |
Perpetual |
No |
3138.44 |
<7 Days |
LC-1 |
42727.86 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12611.74 |
Perpetual |
No |
74.64 |
91-180 Days |
LC-2 |
14748.16 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
23077.75 |
Perpetual |
No |
1032.46 |
7-30 Days |
N-1 |
27625.89 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32804.01 |
Perpetual |
Yes |
1037.96 |
<7 Days |
N-2 |
37958.60 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
15212.01 |
Perpetual |
Yes |
794.53 |
31-90 Days |
N-3 |
17998.93 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
18505.75 |
Perpetual |
No |
688.82 |
31-90 Days |
N-4 |
15576.42 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
16754.64 |
Perpetual |
Yes |
1313.13 |
31-90 Days |
N-5 |
17930.03 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25987.44 |
Perpetual |
Yes |
2062.80 |
7-30 Days |
N-6 |
20994.81 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37925.42 |
Perpetual |
No |
1804.52 |
31-90 Days |
N-7 |
31175.03 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
1893.92 |
Perpetual |
Yes |
10.27 |
<7 Days |
P-1 |
1549.88 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
369.81 |
Perpetual |
Yes |
24.64 |
31-90 Days |
P-2 |
406.06 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
33407.02 |
Perpetual |
No |
210.29 |
91-180 Days |
S-8 |
32562.79 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
33716.82 |
Perpetual |
No |
2823.10 |
7-30 Days |
Y-1 |
38990.64 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
28090.22 |
Perpetual |
No |
2478.92 |
91-180 Days |
Y-2 |
26603.46 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
32385.49 |
Perpetual |
Yes |
1956.45 |
91-180 Days |
Y-3 |
28951.78 |
Partial |
No |
|
Treasury |