| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19020.20 |
>3 Yr <= 4 Yr |
Yes |
1765.36 |
91-180 Days |
S-1-Q |
21476.99 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
40730.96 |
>3 Yr <= 4 Yr |
Yes |
1586.94 |
7-30 Days |
S-2-Q |
34273.75 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
26627.91 |
>3 Yr <= 4 Yr |
No |
571.43 |
7-30 Days |
S-3-Q |
26825.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
9400.65 |
>3 Yr <= 4 Yr |
No |
272.27 |
<7 Days |
S-4-Q |
8818.41 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
2397.70 |
>3 Yr <= 4 Yr |
No |
128.21 |
91-180 Days |
CB-3-Q |
2394.06 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
35475.42 |
>3 Yr <= 4 Yr |
No |
3321.84 |
<7 Days |
G-1-Q |
31954.38 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
36484.40 |
>3 Yr <= 4 Yr |
No |
3536.89 |
31-90 Days |
G-2-Q |
36327.87 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
12405.72 |
>3 Yr <= 4 Yr |
No |
25.38 |
7-30 Days |
G-3-Q |
11980.07 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
39973.49 |
>3 Yr <= 4 Yr |
Yes |
187.62 |
31-90 Days |
S-5-Q |
33484.96 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
30039.89 |
>3 Yr <= 4 Yr |
Yes |
2819.92 |
7-30 Days |
S-6-Q |
26084.50 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11871.34 |
>3 Yr <= 4 Yr |
Yes |
771.82 |
91-180 Days |
S-7-Q |
12957.31 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
29512.60 |
>3 Yr <= 4 Yr |
Yes |
2233.98 |
<7 Days |
E-1-Q |
33078.54 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
17630.62 |
>3 Yr <= 4 Yr |
Yes |
1029.55 |
31-90 Days |
E-2-Q |
14778.71 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
8782.94 |
>3 Yr <= 4 Yr |
Yes |
856.29 |
<7 Days |
IG-1-Q |
10052.47 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7677.11 |
>3 Yr <= 4 Yr |
No |
765.64 |
91-180 Days |
IG-2-Q |
7094.59 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
38601.93 |
>3 Yr <= 4 Yr |
No |
1588.96 |
31-90 Days |
C-1 |
40629.81 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
25660.07 |
>3 Yr <= 4 Yr |
Yes |
2226.92 |
7-30 Days |
CB-4 |
30131.10 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
4333.23 |
>3 Yr <= 4 Yr |
No |
243.43 |
31-90 Days |
E-10 |
4215.74 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
34832.59 |
>3 Yr <= 4 Yr |
Yes |
2133.99 |
91-180 Days |
E-3 |
33406.00 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
35509.47 |
>3 Yr <= 4 Yr |
Yes |
612.94 |
7-30 Days |
E-4 |
38061.82 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22206.61 |
>3 Yr <= 4 Yr |
No |
815.56 |
91-180 Days |
E-5 |
22050.66 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
33419.09 |
>3 Yr <= 4 Yr |
No |
1270.23 |
31-90 Days |
E-6 |
34001.04 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
19603.99 |
>3 Yr <= 4 Yr |
No |
1010.39 |
31-90 Days |
E-7 |
22302.58 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27289.70 |
>3 Yr <= 4 Yr |
No |
1506.69 |
<7 Days |
E-8 |
27147.64 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
28071.08 |
>3 Yr <= 4 Yr |
No |
656.49 |
7-30 Days |
E-9 |
29688.43 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |