| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
20184.95 |
271 - 364 Days |
No |
908.32 |
<7 Days |
L-9 |
21444.31 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
31823.51 |
271 - 364 Days |
Yes |
644.40 |
<7 Days |
LC-1 |
28467.63 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14623.87 |
271 - 364 Days |
No |
103.68 |
7-30 Days |
LC-2 |
12843.69 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11868.07 |
271 - 364 Days |
No |
447.63 |
<7 Days |
N-1 |
12006.48 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
42688.05 |
271 - 364 Days |
No |
355.67 |
<7 Days |
N-2 |
48359.91 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
28624.64 |
271 - 364 Days |
No |
2556.08 |
<7 Days |
N-3 |
29582.23 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
20600.75 |
271 - 364 Days |
No |
1157.49 |
91-180 Days |
N-4 |
21263.71 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
24147.31 |
271 - 364 Days |
No |
875.31 |
91-180 Days |
N-5 |
22365.84 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
28270.50 |
271 - 364 Days |
No |
2609.56 |
7-30 Days |
N-6 |
29132.96 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
27187.09 |
271 - 364 Days |
No |
1659.55 |
<7 Days |
N-7 |
31821.08 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
37499.74 |
271 - 364 Days |
Yes |
646.10 |
<7 Days |
P-1 |
34383.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31838.67 |
271 - 364 Days |
Yes |
2587.85 |
<7 Days |
P-2 |
26711.51 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31281.16 |
271 - 364 Days |
Yes |
272.69 |
91-180 Days |
S-8 |
25253.24 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
14245.46 |
271 - 364 Days |
Yes |
1193.11 |
7-30 Days |
Y-1 |
13876.61 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
3883.79 |
271 - 364 Days |
Yes |
242.77 |
7-30 Days |
Y-2 |
3522.80 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
7690.60 |
271 - 364 Days |
Yes |
344.36 |
31-90 Days |
Y-3 |
7082.57 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
31515.99 |
271 - 364 Days |
No |
1001.52 |
91-180 Days |
Y-4 |
34536.57 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
6349.07 |
271 - 364 Days |
No |
102.07 |
<7 Days |
Z-1 |
6738.21 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
17595.18 |
271 - 364 Days |
No |
427.99 |
31-90 Days |
A-2 |
16676.73 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
11509.35 |
271 - 364 Days |
Yes |
651.25 |
<7 Days |
A-3 |
10329.91 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37784.29 |
271 - 364 Days |
Yes |
2769.20 |
<7 Days |
A-4 |
36708.95 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
16347.82 |
271 - 364 Days |
Yes |
179.68 |
<7 Days |
A-5 |
13805.67 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
22905.92 |
271 - 364 Days |
No |
1992.52 |
31-90 Days |
CB-1 |
22907.44 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
Yes |
12123.64 |
271 - 364 Days |
Yes |
389.51 |
31-90 Days |
CB-2 |
14421.68 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.18 |
Free Credits |
Non-Regulated Fund |
No |
37809.96 |
271 - 364 Days |
Yes |
603.26 |
<7 Days |
CB-3 |
38010.06 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |