| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18604.89 |
Day 15 |
No |
444.69 |
31-90 Days |
G-1-Q |
20752.83 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27870.36 |
Day 15 |
Yes |
1535.16 |
<7 Days |
G-2-Q |
32224.69 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40129.68 |
Day 15 |
Yes |
1066.57 |
<7 Days |
G-3-Q |
37209.18 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32339.05 |
Day 15 |
No |
1834.67 |
91-180 Days |
S-5-Q |
35018.24 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26060.26 |
Day 15 |
No |
50.70 |
91-180 Days |
S-6-Q |
29270.31 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11970.97 |
Day 15 |
No |
602.89 |
31-90 Days |
S-7-Q |
14184.74 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13378.25 |
Day 15 |
No |
275.06 |
91-180 Days |
E-1-Q |
11265.44 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33216.13 |
Day 15 |
No |
1193.89 |
91-180 Days |
E-2-Q |
34667.37 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39557.71 |
Day 15 |
No |
3645.59 |
<7 Days |
IG-1-Q |
36186.32 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33149.41 |
Day 15 |
No |
1197.08 |
91-180 Days |
IG-2-Q |
36287.21 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40384.38 |
Day 15 |
Yes |
202.84 |
7-30 Days |
C-1 |
34625.93 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17618.04 |
Day 15 |
Yes |
396.72 |
7-30 Days |
CB-4 |
15370.63 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35758.98 |
Day 15 |
Yes |
1430.22 |
7-30 Days |
E-10 |
39684.83 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43341.57 |
Day 15 |
Yes |
139.49 |
7-30 Days |
E-3 |
44156.62 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27210.86 |
Day 15 |
No |
2546.40 |
91-180 Days |
E-4 |
28406.91 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13791.66 |
Day 15 |
Yes |
1073.40 |
91-180 Days |
E-5 |
14395.93 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2601.38 |
Day 15 |
No |
178.53 |
<7 Days |
E-6 |
2083.63 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39663.00 |
Day 15 |
No |
3039.47 |
7-30 Days |
E-7 |
38280.41 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24302.53 |
Day 15 |
Yes |
221.76 |
91-180 Days |
E-8 |
21523.53 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2013.88 |
Day 15 |
No |
196.11 |
7-30 Days |
E-9 |
2145.01 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1272.29 |
Day 15 |
Yes |
27.79 |
<7 Days |
G-4 |
1119.18 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41673.77 |
Day 15 |
No |
2309.96 |
31-90 Days |
IG-3 |
46088.35 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17763.10 |
Day 15 |
Yes |
502.90 |
91-180 Days |
IG-4 |
18970.12 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41331.83 |
Day 15 |
No |
632.87 |
91-180 Days |
IG-5 |
36901.40 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23868.18 |
Day 15 |
Yes |
2249.31 |
7-30 Days |
IG-6 |
22845.86 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |