| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
33089.20 |
Day 11 |
No |
485.18 |
<7 Days |
N-3 |
33651.21 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
27803.17 |
Day 11 |
No |
2463.11 |
31-90 Days |
N-4 |
30677.72 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
24431.26 |
Day 11 |
No |
126.87 |
7-30 Days |
N-5 |
23385.39 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
9303.58 |
Day 11 |
No |
921.28 |
7-30 Days |
N-6 |
8921.20 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
20090.14 |
Day 11 |
Yes |
348.90 |
31-90 Days |
N-7 |
20739.09 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
9875.87 |
Day 11 |
Yes |
286.83 |
<7 Days |
P-1 |
9545.20 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
24552.24 |
Day 11 |
Yes |
150.32 |
91-180 Days |
P-2 |
24868.90 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
43031.05 |
Day 11 |
Yes |
3910.87 |
7-30 Days |
S-8 |
48135.84 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
33908.61 |
Day 11 |
No |
981.31 |
7-30 Days |
Y-1 |
36696.45 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
42467.74 |
Day 11 |
No |
4212.20 |
91-180 Days |
Y-2 |
44217.49 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
17491.38 |
Day 11 |
Yes |
912.73 |
<7 Days |
Y-3 |
15615.15 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
13918.03 |
Day 11 |
Yes |
1113.28 |
<7 Days |
Y-4 |
13272.12 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
41232.35 |
Day 11 |
Yes |
3627.62 |
31-90 Days |
Z-1 |
33481.79 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
2928.38 |
Day 11 |
Yes |
174.77 |
<7 Days |
A-2 |
3076.79 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
7669.39 |
Day 11 |
Yes |
309.09 |
31-90 Days |
A-3 |
6741.40 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
34238.02 |
Day 11 |
Yes |
2819.14 |
91-180 Days |
A-4 |
30449.91 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
1514.80 |
Day 11 |
No |
18.18 |
31-90 Days |
A-5 |
1547.83 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
2743.94 |
Day 11 |
Yes |
157.17 |
31-90 Days |
CB-1 |
2694.93 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
119.83 |
Day 11 |
No |
10.31 |
<7 Days |
CB-2 |
105.40 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
7880.11 |
Day 11 |
No |
372.81 |
91-180 Days |
CB-3 |
6428.34 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
8553.98 |
Day 11 |
Yes |
688.74 |
<7 Days |
E-1 |
8440.97 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
6130.15 |
Day 11 |
No |
539.35 |
7-30 Days |
E-2 |
6482.88 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
9173.62 |
Day 11 |
No |
18.88 |
31-90 Days |
G-1 |
10487.18 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
27283.42 |
Day 11 |
No |
2038.84 |
7-30 Days |
G-2 |
26477.48 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
5919.21 |
Day 11 |
Yes |
230.06 |
<7 Days |
G-3 |
4995.22 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |