| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
5019.48 |
Day 10 |
Yes |
373.70 |
<7 Days |
L-3 |
4490.51 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
40755.89 |
Day 10 |
Yes |
2175.37 |
7-30 Days |
L-4 |
46163.51 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
40727.23 |
Day 10 |
No |
1733.81 |
91-180 Days |
L-5 |
41160.11 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
4194.96 |
Day 10 |
Yes |
342.57 |
7-30 Days |
L-6 |
4729.81 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
43518.21 |
Day 10 |
Yes |
2471.09 |
91-180 Days |
L-7 |
38785.46 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
36183.67 |
Day 10 |
Yes |
1819.45 |
31-90 Days |
L-8 |
35544.07 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
41259.25 |
Day 10 |
Yes |
3979.18 |
91-180 Days |
L-9 |
43514.18 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
7822.90 |
Day 10 |
No |
66.66 |
<7 Days |
LC-1 |
9190.31 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
32517.52 |
Day 10 |
No |
2668.63 |
31-90 Days |
LC-2 |
31964.03 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
6478.06 |
Day 10 |
Yes |
113.68 |
7-30 Days |
N-1 |
6418.03 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
2675.63 |
Day 10 |
Yes |
23.31 |
7-30 Days |
N-2 |
2752.02 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
6575.47 |
Day 10 |
Yes |
346.17 |
7-30 Days |
N-3 |
7530.59 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
23236.63 |
Day 10 |
Yes |
2088.68 |
<7 Days |
N-4 |
22837.24 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
29102.43 |
Day 10 |
No |
1480.39 |
31-90 Days |
N-5 |
26590.88 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
11309.22 |
Day 10 |
No |
954.88 |
31-90 Days |
N-6 |
9368.76 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
2458.49 |
Day 10 |
Yes |
15.81 |
<7 Days |
N-7 |
2758.52 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
34953.38 |
Day 10 |
No |
2419.08 |
31-90 Days |
P-1 |
35279.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8285.06 |
Day 10 |
No |
196.87 |
31-90 Days |
P-2 |
8980.40 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
464.52 |
Day 10 |
Yes |
14.06 |
91-180 Days |
S-8 |
477.95 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
15718.85 |
Day 10 |
No |
687.47 |
7-30 Days |
Y-1 |
13427.56 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
25896.76 |
Day 10 |
No |
2487.33 |
91-180 Days |
Y-2 |
24857.19 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
10572.83 |
Day 10 |
Yes |
508.16 |
31-90 Days |
Y-3 |
11022.37 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
16284.65 |
Day 10 |
Yes |
1579.09 |
31-90 Days |
Y-4 |
17508.13 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
39549.36 |
Day 10 |
No |
2179.20 |
7-30 Days |
Z-1 |
43503.97 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
17298.10 |
Day 10 |
No |
219.04 |
<7 Days |
A-2 |
19215.14 |
Partial |
No |
|
Investment Banking |