| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
31863.19 |
Day 9 |
No |
2350.14 |
7-30 Days |
S-1-Q |
32588.76 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
37640.37 |
Day 9 |
Yes |
3381.58 |
91-180 Days |
S-2-Q |
32520.06 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
13445.28 |
Day 9 |
No |
400.94 |
<7 Days |
S-3-Q |
15237.40 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
26017.85 |
Day 9 |
Yes |
2336.46 |
31-90 Days |
S-4-Q |
23043.37 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
22926.51 |
Day 9 |
No |
1019.57 |
91-180 Days |
CB-3-Q |
24274.14 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
31385.30 |
Day 9 |
No |
442.36 |
31-90 Days |
G-1-Q |
33145.34 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
17490.18 |
Day 9 |
Yes |
0.35 |
<7 Days |
G-2-Q |
15037.30 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
1349.33 |
Day 9 |
Yes |
62.67 |
91-180 Days |
G-3-Q |
1410.45 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
9656.73 |
Day 9 |
Yes |
940.15 |
91-180 Days |
S-5-Q |
10424.98 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
39297.45 |
Day 9 |
Yes |
2299.59 |
31-90 Days |
S-6-Q |
33918.03 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
12888.98 |
Day 9 |
Yes |
779.35 |
31-90 Days |
S-7-Q |
14130.32 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
38405.76 |
Day 9 |
No |
606.76 |
31-90 Days |
E-1-Q |
34544.42 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
35038.94 |
Day 9 |
Yes |
1941.95 |
<7 Days |
E-2-Q |
37895.61 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
20714.72 |
Day 9 |
No |
1933.33 |
7-30 Days |
IG-1-Q |
21653.18 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
38438.38 |
Day 9 |
No |
2672.55 |
91-180 Days |
IG-2-Q |
40839.06 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
22729.31 |
Day 9 |
No |
76.82 |
91-180 Days |
C-1 |
20055.05 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
13109.50 |
Day 9 |
Yes |
1139.92 |
31-90 Days |
CB-4 |
13822.34 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
8321.79 |
Day 9 |
No |
349.19 |
91-180 Days |
E-10 |
8850.99 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
32764.04 |
Day 9 |
No |
2554.27 |
91-180 Days |
E-3 |
36830.03 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
34845.79 |
Day 9 |
No |
2423.74 |
31-90 Days |
E-4 |
33799.38 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
43132.75 |
Day 9 |
No |
1498.80 |
7-30 Days |
E-5 |
46404.28 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
20544.27 |
Day 9 |
Yes |
597.07 |
31-90 Days |
E-6 |
20549.93 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
483.27 |
Day 9 |
No |
21.32 |
31-90 Days |
E-7 |
412.98 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
26662.54 |
Day 9 |
Yes |
1684.90 |
7-30 Days |
E-8 |
29043.63 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
29428.48 |
Day 9 |
Yes |
1316.39 |
31-90 Days |
E-9 |
33858.95 |
Full |
No |
|
Capital Markets |