| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10868.25 |
Day 6 |
No |
891.93 |
31-90 Days |
IG-8 |
11787.25 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21174.07 |
Day 6 |
No |
359.26 |
7-30 Days |
L-1 |
20651.97 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14438.20 |
Day 6 |
No |
1314.58 |
<7 Days |
L-10 |
14440.73 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24640.53 |
Day 6 |
Yes |
1882.58 |
7-30 Days |
L-11 |
20414.99 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29102.07 |
Day 6 |
Yes |
2004.37 |
<7 Days |
L-2 |
31052.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3974.27 |
Day 6 |
Yes |
204.18 |
91-180 Days |
L-3 |
4091.12 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39756.24 |
Day 6 |
No |
2372.72 |
31-90 Days |
L-4 |
45154.31 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13258.99 |
Day 6 |
No |
416.30 |
91-180 Days |
L-5 |
10985.89 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24447.80 |
Day 6 |
Yes |
340.56 |
31-90 Days |
L-6 |
21105.07 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39593.18 |
Day 6 |
Yes |
1342.91 |
31-90 Days |
L-7 |
43593.67 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9738.40 |
Day 6 |
Yes |
121.06 |
7-30 Days |
L-8 |
7903.81 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9660.16 |
Day 6 |
Yes |
197.34 |
31-90 Days |
L-9 |
9132.94 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21956.76 |
Day 6 |
No |
1875.41 |
7-30 Days |
LC-1 |
19711.87 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11281.90 |
Day 6 |
Yes |
920.29 |
91-180 Days |
LC-2 |
10937.50 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6921.57 |
Day 6 |
Yes |
301.26 |
<7 Days |
N-1 |
6322.93 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41223.15 |
Day 6 |
No |
1297.67 |
<7 Days |
N-2 |
42630.14 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
37080.85 |
Day 6 |
Yes |
1756.46 |
7-30 Days |
N-3 |
33972.16 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10583.41 |
Day 6 |
No |
965.61 |
31-90 Days |
N-4 |
10977.06 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16327.41 |
Day 6 |
No |
1382.53 |
<7 Days |
N-5 |
19485.24 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13150.44 |
Day 6 |
Yes |
644.86 |
91-180 Days |
N-6 |
13684.04 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16274.81 |
Day 6 |
Yes |
1525.98 |
91-180 Days |
N-7 |
16413.29 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28788.50 |
Day 6 |
Yes |
1544.00 |
31-90 Days |
P-1 |
31976.04 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25044.31 |
Day 6 |
No |
954.19 |
91-180 Days |
P-2 |
24413.16 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20615.75 |
Day 6 |
Yes |
31.47 |
7-30 Days |
S-8 |
19352.95 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28643.25 |
Day 6 |
No |
1871.74 |
<7 Days |
Y-1 |
26442.70 |
None |
No |
|
Wholesale Lending |