| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
17511.05 |
Open |
Yes |
236.16 |
<7 Days |
S-2-Q |
20541.15 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
32860.88 |
Open |
Yes |
1299.55 |
31-90 Days |
S-3-Q |
35522.88 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
7741.03 |
Open |
No |
618.83 |
7-30 Days |
S-4-Q |
7127.34 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
28277.34 |
Open |
No |
2345.56 |
31-90 Days |
CB-3-Q |
29346.10 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
20819.56 |
Open |
Yes |
1184.80 |
31-90 Days |
G-1-Q |
18402.84 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
32229.57 |
Open |
Yes |
2179.37 |
91-180 Days |
G-2-Q |
30297.13 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
23061.73 |
Open |
Yes |
671.33 |
91-180 Days |
G-3-Q |
21388.53 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
9245.42 |
Open |
Yes |
786.66 |
31-90 Days |
S-5-Q |
10177.14 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
11062.54 |
Open |
No |
367.02 |
31-90 Days |
S-6-Q |
8912.10 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
16712.74 |
Open |
Yes |
1446.49 |
<7 Days |
S-7-Q |
14659.43 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
20805.29 |
Open |
No |
861.55 |
31-90 Days |
E-1-Q |
21176.91 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
17280.94 |
Open |
Yes |
867.40 |
31-90 Days |
E-2-Q |
18792.12 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
34285.89 |
Open |
Yes |
1915.93 |
<7 Days |
IG-1-Q |
35445.81 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
9550.88 |
Open |
No |
805.76 |
<7 Days |
IG-2-Q |
8296.55 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
16491.59 |
Open |
Yes |
559.95 |
7-30 Days |
C-1 |
18269.37 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
5104.31 |
Open |
Yes |
110.25 |
31-90 Days |
CB-4 |
5941.00 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
3563.82 |
Open |
Yes |
166.18 |
<7 Days |
E-10 |
4198.61 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
35507.16 |
Open |
No |
1992.30 |
<7 Days |
E-3 |
40858.44 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
23836.21 |
Open |
Yes |
1043.14 |
31-90 Days |
E-4 |
25474.46 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
38612.34 |
Open |
Yes |
295.28 |
7-30 Days |
E-5 |
36633.45 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
13219.43 |
Open |
Yes |
1321.32 |
7-30 Days |
E-6 |
11330.26 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
12672.33 |
Open |
Yes |
1104.35 |
91-180 Days |
E-7 |
12579.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
No |
29940.72 |
Open |
Yes |
758.30 |
7-30 Days |
E-8 |
34775.68 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
428.88 |
Open |
No |
21.47 |
<7 Days |
E-9 |
433.29 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Small Business |
Yes |
28379.47 |
Open |
Yes |
1494.83 |
7-30 Days |
G-4 |
27508.82 |
None |
No |
|
Capital Markets |