| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13397.09 |
>2 Yr <= 3 Yr |
Yes |
1118.50 |
<7 Days |
E-6 |
15792.42 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
71.69 |
>2 Yr <= 3 Yr |
No |
6.08 |
91-180 Days |
E-7 |
71.63 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14146.45 |
>2 Yr <= 3 Yr |
No |
938.54 |
<7 Days |
E-8 |
12642.82 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4124.79 |
>2 Yr <= 3 Yr |
No |
86.09 |
7-30 Days |
E-9 |
4167.02 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12772.49 |
>2 Yr <= 3 Yr |
Yes |
507.88 |
7-30 Days |
G-4 |
15256.80 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9268.99 |
>2 Yr <= 3 Yr |
Yes |
442.70 |
31-90 Days |
IG-3 |
9396.28 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29564.94 |
>2 Yr <= 3 Yr |
Yes |
542.07 |
91-180 Days |
IG-4 |
25328.94 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27011.16 |
>2 Yr <= 3 Yr |
Yes |
1858.94 |
91-180 Days |
IG-5 |
27045.84 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17346.31 |
>2 Yr <= 3 Yr |
No |
89.07 |
91-180 Days |
IG-6 |
14092.06 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40374.21 |
>2 Yr <= 3 Yr |
Yes |
163.98 |
<7 Days |
IG-7 |
34203.11 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9322.19 |
>2 Yr <= 3 Yr |
Yes |
617.59 |
7-30 Days |
IG-8 |
9836.48 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11653.14 |
>2 Yr <= 3 Yr |
No |
299.92 |
31-90 Days |
L-1 |
10054.73 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6497.27 |
>2 Yr <= 3 Yr |
No |
360.44 |
7-30 Days |
L-10 |
5746.49 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1707.29 |
>2 Yr <= 3 Yr |
Yes |
67.40 |
91-180 Days |
L-11 |
2001.32 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
43076.98 |
>2 Yr <= 3 Yr |
No |
449.75 |
7-30 Days |
L-2 |
41726.12 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42036.13 |
>2 Yr <= 3 Yr |
No |
1664.04 |
91-180 Days |
L-3 |
50340.20 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10872.65 |
>2 Yr <= 3 Yr |
Yes |
934.23 |
7-30 Days |
L-4 |
9854.36 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32322.34 |
>2 Yr <= 3 Yr |
No |
1238.64 |
7-30 Days |
L-5 |
35027.98 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17541.20 |
>2 Yr <= 3 Yr |
No |
985.72 |
7-30 Days |
L-6 |
18622.71 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28153.95 |
>2 Yr <= 3 Yr |
No |
288.16 |
91-180 Days |
L-7 |
31926.12 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38166.32 |
>2 Yr <= 3 Yr |
Yes |
2714.24 |
<7 Days |
L-8 |
41123.48 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
956.38 |
>2 Yr <= 3 Yr |
No |
54.32 |
<7 Days |
L-9 |
853.46 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28318.58 |
>2 Yr <= 3 Yr |
Yes |
1524.78 |
<7 Days |
LC-1 |
29751.77 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34819.72 |
>2 Yr <= 3 Yr |
Yes |
1188.12 |
7-30 Days |
LC-2 |
38688.57 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14296.32 |
>2 Yr <= 3 Yr |
Yes |
673.48 |
31-90 Days |
N-1 |
16197.86 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |