| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44048.39 |
271 - 364 Days |
No |
3881.23 |
7-30 Days |
E-9 |
35976.97 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7691.91 |
271 - 364 Days |
No |
292.87 |
91-180 Days |
G-4 |
6876.32 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
650.84 |
271 - 364 Days |
Yes |
37.54 |
7-30 Days |
IG-3 |
554.91 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29304.12 |
271 - 364 Days |
Yes |
137.03 |
<7 Days |
IG-4 |
23591.05 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32918.50 |
271 - 364 Days |
No |
963.90 |
7-30 Days |
IG-5 |
36313.25 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17552.78 |
271 - 364 Days |
No |
561.70 |
91-180 Days |
IG-6 |
20106.93 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10158.61 |
271 - 364 Days |
No |
959.14 |
91-180 Days |
IG-7 |
10200.95 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28085.96 |
271 - 364 Days |
Yes |
2684.44 |
31-90 Days |
IG-8 |
32398.50 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29702.39 |
271 - 364 Days |
Yes |
784.65 |
91-180 Days |
L-1 |
28471.29 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38964.37 |
271 - 364 Days |
Yes |
2016.07 |
31-90 Days |
L-10 |
41086.27 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36091.41 |
271 - 364 Days |
Yes |
2413.27 |
31-90 Days |
L-11 |
30122.51 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26012.26 |
271 - 364 Days |
Yes |
1739.33 |
91-180 Days |
L-2 |
22136.31 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4549.53 |
271 - 364 Days |
Yes |
340.48 |
7-30 Days |
L-3 |
3820.32 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5429.52 |
271 - 364 Days |
No |
24.01 |
91-180 Days |
L-4 |
4600.55 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32298.12 |
271 - 364 Days |
Yes |
2755.81 |
31-90 Days |
L-5 |
26306.05 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39792.60 |
271 - 364 Days |
No |
2845.79 |
7-30 Days |
L-6 |
44224.14 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35934.41 |
271 - 364 Days |
No |
1463.12 |
91-180 Days |
L-7 |
33644.92 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41668.14 |
271 - 364 Days |
Yes |
3871.25 |
7-30 Days |
L-8 |
45712.22 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6470.49 |
271 - 364 Days |
Yes |
25.16 |
<7 Days |
L-9 |
6906.81 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15751.76 |
271 - 364 Days |
Yes |
186.03 |
7-30 Days |
LC-1 |
14044.18 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41538.86 |
271 - 364 Days |
Yes |
1400.34 |
7-30 Days |
LC-2 |
37580.37 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
730.87 |
271 - 364 Days |
Yes |
68.47 |
7-30 Days |
N-1 |
757.55 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7820.73 |
271 - 364 Days |
Yes |
584.27 |
<7 Days |
N-2 |
7080.69 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29303.49 |
271 - 364 Days |
Yes |
1426.60 |
91-180 Days |
N-3 |
31095.39 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9945.36 |
271 - 364 Days |
No |
25.46 |
7-30 Days |
N-4 |
10052.32 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |