| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27783.33 |
180 - 270 Days |
No |
2111.11 |
7-30 Days |
L-5 |
33074.48 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24524.45 |
180 - 270 Days |
Yes |
2147.14 |
91-180 Days |
L-6 |
27513.76 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8865.34 |
180 - 270 Days |
No |
543.37 |
31-90 Days |
L-7 |
9088.26 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4482.89 |
180 - 270 Days |
No |
69.90 |
7-30 Days |
L-8 |
3616.39 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20201.82 |
180 - 270 Days |
No |
1219.67 |
7-30 Days |
L-9 |
17151.27 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
1976.14 |
180 - 270 Days |
Yes |
24.95 |
91-180 Days |
LC-1 |
2013.93 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28084.49 |
180 - 270 Days |
Yes |
1795.26 |
7-30 Days |
LC-2 |
30164.28 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27698.03 |
180 - 270 Days |
Yes |
2653.84 |
91-180 Days |
N-1 |
28706.73 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33003.91 |
180 - 270 Days |
No |
2548.22 |
7-30 Days |
N-2 |
34247.99 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19582.36 |
180 - 270 Days |
Yes |
1490.97 |
91-180 Days |
N-3 |
23437.11 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27085.69 |
180 - 270 Days |
No |
2229.60 |
7-30 Days |
N-4 |
25026.35 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41973.66 |
180 - 270 Days |
No |
1593.45 |
91-180 Days |
N-5 |
37750.00 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7019.03 |
180 - 270 Days |
No |
5.97 |
<7 Days |
N-6 |
7628.45 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4211.27 |
180 - 270 Days |
Yes |
245.50 |
7-30 Days |
N-7 |
4914.09 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26381.53 |
180 - 270 Days |
Yes |
87.12 |
31-90 Days |
P-1 |
30710.05 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8738.30 |
180 - 270 Days |
Yes |
669.35 |
31-90 Days |
P-2 |
10321.49 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39415.85 |
180 - 270 Days |
No |
1044.01 |
31-90 Days |
S-8 |
39945.64 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21700.81 |
180 - 270 Days |
No |
826.08 |
7-30 Days |
Y-1 |
25263.79 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36582.62 |
180 - 270 Days |
Yes |
3092.77 |
31-90 Days |
Y-2 |
40765.81 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40398.83 |
180 - 270 Days |
Yes |
1792.34 |
7-30 Days |
Y-3 |
42888.24 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
28081.54 |
180 - 270 Days |
No |
708.09 |
7-30 Days |
Y-4 |
32089.35 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7501.41 |
180 - 270 Days |
No |
98.11 |
<7 Days |
Z-1 |
6004.99 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40708.09 |
180 - 270 Days |
Yes |
2338.13 |
91-180 Days |
A-2 |
46316.01 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11407.01 |
180 - 270 Days |
No |
1134.66 |
<7 Days |
A-3 |
10076.13 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
41650.35 |
180 - 270 Days |
No |
2363.59 |
7-30 Days |
A-4 |
48355.32 |
Full |
No |
|
Investment Banking |