| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13627.15 |
83 - 90 Days |
No |
126.58 |
<7 Days |
E-4 |
11892.90 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20068.08 |
83 - 90 Days |
Yes |
144.82 |
31-90 Days |
E-5 |
16326.60 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9983.92 |
83 - 90 Days |
Yes |
847.25 |
91-180 Days |
E-6 |
9735.65 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21984.25 |
83 - 90 Days |
No |
1005.99 |
31-90 Days |
E-7 |
20561.66 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15132.04 |
83 - 90 Days |
Yes |
819.44 |
31-90 Days |
E-8 |
13354.96 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23173.67 |
83 - 90 Days |
No |
1379.12 |
91-180 Days |
E-9 |
27603.69 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12951.85 |
83 - 90 Days |
No |
154.19 |
<7 Days |
G-4 |
10826.65 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29676.10 |
83 - 90 Days |
Yes |
2705.48 |
<7 Days |
IG-3 |
29965.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27588.01 |
83 - 90 Days |
Yes |
1213.21 |
31-90 Days |
IG-4 |
22593.27 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17659.96 |
83 - 90 Days |
No |
1403.50 |
91-180 Days |
IG-5 |
15402.83 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36913.59 |
83 - 90 Days |
Yes |
2524.63 |
91-180 Days |
IG-6 |
41864.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10625.19 |
83 - 90 Days |
No |
548.50 |
91-180 Days |
IG-7 |
12572.69 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35252.50 |
83 - 90 Days |
No |
903.36 |
<7 Days |
IG-8 |
33549.95 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
27516.53 |
83 - 90 Days |
Yes |
2443.17 |
7-30 Days |
L-1 |
32151.93 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3842.84 |
83 - 90 Days |
No |
365.14 |
<7 Days |
L-10 |
4067.59 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31587.27 |
83 - 90 Days |
No |
2236.16 |
91-180 Days |
L-11 |
31154.03 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20302.75 |
83 - 90 Days |
Yes |
1101.12 |
31-90 Days |
L-2 |
16832.32 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4789.17 |
83 - 90 Days |
No |
12.97 |
<7 Days |
L-3 |
4453.21 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
14797.11 |
83 - 90 Days |
Yes |
1356.57 |
7-30 Days |
L-4 |
17688.21 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6975.68 |
83 - 90 Days |
No |
216.25 |
91-180 Days |
L-5 |
7951.59 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15060.74 |
83 - 90 Days |
Yes |
1384.56 |
<7 Days |
L-6 |
17897.33 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30745.66 |
83 - 90 Days |
Yes |
496.06 |
7-30 Days |
L-7 |
27888.86 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2089.78 |
83 - 90 Days |
No |
36.04 |
31-90 Days |
L-8 |
2476.66 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29691.38 |
83 - 90 Days |
Yes |
776.50 |
31-90 Days |
L-9 |
28297.83 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18500.60 |
83 - 90 Days |
Yes |
676.69 |
<7 Days |
LC-1 |
15646.50 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |