| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35677.73 |
Day 51 |
No |
314.04 |
31-90 Days |
IG-3 |
39711.25 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
32316.49 |
Day 51 |
Yes |
361.15 |
31-90 Days |
IG-4 |
36423.05 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12514.89 |
Day 51 |
Yes |
1216.28 |
<7 Days |
IG-5 |
12012.09 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
1468.22 |
Day 51 |
Yes |
9.72 |
<7 Days |
IG-6 |
1660.79 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39077.25 |
Day 51 |
No |
3849.92 |
7-30 Days |
IG-7 |
34869.41 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33066.53 |
Day 51 |
No |
1249.28 |
<7 Days |
IG-8 |
35014.84 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26907.26 |
Day 51 |
Yes |
2618.38 |
91-180 Days |
L-1 |
26072.98 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33710.46 |
Day 51 |
Yes |
2557.12 |
7-30 Days |
L-10 |
28770.30 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13017.12 |
Day 51 |
No |
96.99 |
31-90 Days |
L-11 |
13008.26 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35553.19 |
Day 51 |
Yes |
3349.86 |
7-30 Days |
L-2 |
36106.72 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19230.86 |
Day 51 |
No |
1535.73 |
91-180 Days |
L-3 |
16175.44 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42518.04 |
Day 51 |
No |
2227.70 |
7-30 Days |
L-4 |
37860.02 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6944.13 |
Day 51 |
No |
607.61 |
31-90 Days |
L-5 |
7684.21 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36111.77 |
Day 51 |
No |
3507.86 |
<7 Days |
L-6 |
41764.30 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18671.17 |
Day 51 |
No |
530.47 |
31-90 Days |
L-7 |
17251.40 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22899.72 |
Day 51 |
No |
383.85 |
31-90 Days |
L-8 |
24358.50 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20725.27 |
Day 51 |
No |
983.73 |
<7 Days |
L-9 |
19992.27 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21746.60 |
Day 51 |
No |
868.26 |
<7 Days |
LC-1 |
24004.97 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40876.06 |
Day 51 |
Yes |
2533.44 |
7-30 Days |
LC-2 |
40930.42 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13577.84 |
Day 51 |
Yes |
756.67 |
<7 Days |
N-1 |
12306.16 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25413.94 |
Day 51 |
No |
1307.72 |
91-180 Days |
N-2 |
30337.96 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36997.97 |
Day 51 |
Yes |
89.32 |
<7 Days |
N-3 |
42768.39 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39086.93 |
Day 51 |
Yes |
1678.16 |
91-180 Days |
N-4 |
38970.80 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31524.49 |
Day 51 |
No |
989.82 |
7-30 Days |
N-5 |
29521.25 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7288.85 |
Day 51 |
Yes |
233.56 |
31-90 Days |
N-6 |
8210.17 |
Partial |
No |
|
Wholesale Lending |