| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42076.86 |
Day 49 |
No |
3948.90 |
7-30 Days |
IG-6 |
34514.85 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42549.86 |
Day 49 |
Yes |
1968.92 |
31-90 Days |
IG-7 |
35182.55 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40811.16 |
Day 49 |
No |
2001.79 |
91-180 Days |
IG-8 |
35882.81 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30320.95 |
Day 49 |
Yes |
2916.96 |
91-180 Days |
L-1 |
34805.13 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4365.92 |
Day 49 |
Yes |
331.71 |
<7 Days |
L-10 |
5060.25 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
12691.97 |
Day 49 |
Yes |
126.44 |
31-90 Days |
L-11 |
10933.49 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36971.23 |
Day 49 |
No |
694.23 |
91-180 Days |
L-2 |
39886.06 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5120.97 |
Day 49 |
No |
477.25 |
31-90 Days |
L-3 |
5988.57 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20876.88 |
Day 49 |
Yes |
647.83 |
31-90 Days |
L-4 |
23726.92 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20847.92 |
Day 49 |
No |
818.53 |
7-30 Days |
L-5 |
21833.16 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14366.62 |
Day 49 |
No |
1037.90 |
<7 Days |
L-6 |
11838.35 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30971.09 |
Day 49 |
No |
2948.01 |
<7 Days |
L-7 |
28567.33 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24515.25 |
Day 49 |
Yes |
2156.92 |
31-90 Days |
L-8 |
22610.97 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6620.97 |
Day 49 |
No |
313.70 |
<7 Days |
L-9 |
6225.37 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
24705.85 |
Day 49 |
No |
1934.47 |
91-180 Days |
LC-1 |
29265.05 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21347.20 |
Day 49 |
No |
1749.52 |
91-180 Days |
LC-2 |
24474.04 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34741.32 |
Day 49 |
Yes |
1927.46 |
91-180 Days |
N-1 |
34756.57 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2349.50 |
Day 49 |
No |
159.24 |
7-30 Days |
N-2 |
2725.90 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10458.46 |
Day 49 |
No |
803.26 |
<7 Days |
N-3 |
12087.11 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
24804.37 |
Day 49 |
No |
1319.07 |
7-30 Days |
N-4 |
24646.18 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42278.65 |
Day 49 |
No |
2461.87 |
31-90 Days |
N-5 |
42814.42 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
3886.61 |
Day 49 |
Yes |
88.54 |
7-30 Days |
N-6 |
4226.39 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25269.73 |
Day 49 |
Yes |
477.76 |
91-180 Days |
N-7 |
21988.08 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11240.25 |
Day 49 |
Yes |
643.85 |
<7 Days |
P-1 |
13102.28 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
3894.62 |
Day 49 |
Yes |
45.19 |
31-90 Days |
P-2 |
3972.04 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |