| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42281.67 |
Day 1 |
No |
0.09 |
<7 Days |
IG-3 |
38611.06 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
36161.69 |
Day 1 |
No |
697.88 |
91-180 Days |
IG-4 |
29825.05 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36117.61 |
Day 1 |
No |
2440.73 |
31-90 Days |
IG-5 |
38515.27 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
38308.95 |
Day 1 |
No |
3774.22 |
<7 Days |
IG-6 |
36410.20 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
15473.85 |
Day 1 |
Yes |
595.03 |
<7 Days |
IG-7 |
16164.06 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
25597.26 |
Day 1 |
Yes |
144.26 |
<7 Days |
IG-8 |
21519.85 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
10687.28 |
Day 1 |
No |
637.99 |
91-180 Days |
L-1 |
11629.33 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
6.54 |
Day 1 |
No |
0.03 |
7-30 Days |
L-10 |
6.90 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
242.12 |
Day 1 |
Yes |
16.52 |
<7 Days |
L-11 |
257.73 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2389.91 |
Day 1 |
No |
57.07 |
<7 Days |
L-2 |
2612.24 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13632.48 |
Day 1 |
No |
204.92 |
91-180 Days |
L-3 |
14211.69 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8189.90 |
Day 1 |
Yes |
494.78 |
<7 Days |
L-4 |
9335.80 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8500.28 |
Day 1 |
Yes |
592.14 |
7-30 Days |
L-5 |
8501.49 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22302.96 |
Day 1 |
Yes |
1962.10 |
7-30 Days |
L-6 |
22989.83 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14752.38 |
Day 1 |
Yes |
1388.41 |
7-30 Days |
L-7 |
17097.16 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20351.42 |
Day 1 |
No |
59.13 |
7-30 Days |
L-8 |
19866.03 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8178.51 |
Day 1 |
Yes |
266.39 |
31-90 Days |
L-9 |
7090.97 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20726.56 |
Day 1 |
No |
1436.18 |
91-180 Days |
LC-1 |
18124.16 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32124.67 |
Day 1 |
Yes |
389.59 |
31-90 Days |
LC-2 |
32192.49 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4223.39 |
Day 1 |
Yes |
357.14 |
31-90 Days |
N-1 |
4182.09 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
5115.68 |
Day 1 |
No |
17.72 |
31-90 Days |
N-2 |
6052.05 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9889.45 |
Day 1 |
No |
810.88 |
7-30 Days |
N-3 |
11667.48 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
14258.62 |
Day 1 |
Yes |
805.41 |
<7 Days |
N-4 |
14045.77 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42468.52 |
Day 1 |
Yes |
1401.00 |
91-180 Days |
N-5 |
37281.02 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21935.09 |
Day 1 |
Yes |
1316.79 |
7-30 Days |
N-6 |
19112.30 |
Full |
No |
|
Capital Markets |