| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31019.71 |
Day 27 |
Yes |
12.94 |
<7 Days |
E-2-Q |
26506.66 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
32381.38 |
Day 27 |
No |
1840.99 |
7-30 Days |
IG-1-Q |
38522.98 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2183.35 |
Day 27 |
No |
47.65 |
31-90 Days |
IG-2-Q |
2189.74 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8734.20 |
Day 27 |
Yes |
39.41 |
91-180 Days |
C-1 |
9321.83 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
38411.70 |
Day 27 |
Yes |
1076.03 |
<7 Days |
CB-4 |
36248.09 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34330.24 |
Day 27 |
Yes |
1350.27 |
91-180 Days |
E-10 |
29843.96 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40411.45 |
Day 27 |
Yes |
2700.79 |
<7 Days |
E-3 |
38998.48 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
20399.55 |
Day 27 |
Yes |
487.73 |
7-30 Days |
E-4 |
19509.54 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
23727.81 |
Day 27 |
No |
2339.16 |
31-90 Days |
E-5 |
24073.31 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
16518.34 |
Day 27 |
Yes |
27.09 |
7-30 Days |
E-6 |
18807.21 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30993.37 |
Day 27 |
No |
1182.92 |
31-90 Days |
E-7 |
25350.98 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
28127.61 |
Day 27 |
Yes |
2139.49 |
<7 Days |
E-8 |
30972.49 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22124.97 |
Day 27 |
Yes |
11.49 |
31-90 Days |
E-9 |
18623.76 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9438.03 |
Day 27 |
No |
99.13 |
31-90 Days |
G-4 |
10754.23 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37956.90 |
Day 27 |
Yes |
1287.98 |
31-90 Days |
IG-3 |
37250.76 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
13681.48 |
Day 27 |
Yes |
366.80 |
31-90 Days |
IG-4 |
15958.97 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36889.80 |
Day 27 |
Yes |
750.65 |
91-180 Days |
IG-5 |
33158.59 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
42161.22 |
Day 27 |
No |
3508.42 |
<7 Days |
IG-6 |
45439.11 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29226.79 |
Day 27 |
Yes |
1922.69 |
91-180 Days |
IG-7 |
32118.03 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15116.91 |
Day 27 |
Yes |
812.56 |
31-90 Days |
IG-8 |
12242.30 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4370.68 |
Day 27 |
No |
226.72 |
91-180 Days |
L-1 |
4289.57 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30460.24 |
Day 27 |
Yes |
2072.87 |
7-30 Days |
L-10 |
31754.06 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37417.98 |
Day 27 |
No |
3117.54 |
91-180 Days |
L-11 |
41040.80 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2152.92 |
Day 27 |
No |
96.52 |
<7 Days |
L-2 |
2336.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27879.81 |
Day 27 |
No |
1055.94 |
31-90 Days |
L-3 |
28552.86 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |