| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
4892.84 |
180 - 270 Days |
No |
96.96 |
91-180 Days |
CB-3-Q |
5698.78 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20212.48 |
180 - 270 Days |
Yes |
402.09 |
<7 Days |
G-1-Q |
18348.30 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28774.02 |
180 - 270 Days |
Yes |
1532.82 |
31-90 Days |
G-2-Q |
31587.26 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5125.99 |
180 - 270 Days |
Yes |
44.72 |
91-180 Days |
G-3-Q |
5745.96 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
8104.79 |
180 - 270 Days |
Yes |
670.64 |
<7 Days |
S-5-Q |
9451.86 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
27006.16 |
180 - 270 Days |
Yes |
1552.37 |
91-180 Days |
S-6-Q |
28649.73 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
27355.83 |
180 - 270 Days |
Yes |
2405.98 |
<7 Days |
S-7-Q |
22099.13 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
1569.55 |
180 - 270 Days |
No |
115.79 |
91-180 Days |
E-1-Q |
1815.81 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
13778.76 |
180 - 270 Days |
Yes |
49.23 |
7-30 Days |
E-2-Q |
12335.63 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
26436.94 |
180 - 270 Days |
No |
2037.09 |
31-90 Days |
IG-1-Q |
30216.90 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
31310.39 |
180 - 270 Days |
No |
1050.53 |
31-90 Days |
IG-2-Q |
32835.81 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
28697.12 |
180 - 270 Days |
No |
1830.66 |
7-30 Days |
C-1 |
30872.24 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
16036.71 |
180 - 270 Days |
No |
495.36 |
91-180 Days |
CB-4 |
17907.13 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
9978.01 |
180 - 270 Days |
Yes |
212.58 |
<7 Days |
E-10 |
8139.01 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37669.74 |
180 - 270 Days |
No |
1185.39 |
31-90 Days |
E-3 |
40279.58 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5086.35 |
180 - 270 Days |
No |
465.46 |
31-90 Days |
E-4 |
5037.01 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
22576.40 |
180 - 270 Days |
No |
1532.17 |
<7 Days |
E-5 |
21887.88 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37902.88 |
180 - 270 Days |
No |
3260.89 |
31-90 Days |
E-6 |
43186.25 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33800.50 |
180 - 270 Days |
No |
868.79 |
<7 Days |
E-7 |
27089.72 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34267.96 |
180 - 270 Days |
Yes |
562.33 |
<7 Days |
E-8 |
31029.91 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
13714.43 |
180 - 270 Days |
Yes |
453.16 |
31-90 Days |
E-9 |
12853.21 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
26029.36 |
180 - 270 Days |
Yes |
695.44 |
31-90 Days |
G-4 |
21561.04 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
399.53 |
180 - 270 Days |
No |
27.18 |
7-30 Days |
IG-3 |
477.09 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
14.64 |
180 - 270 Days |
Yes |
0.20 |
<7 Days |
IG-4 |
13.59 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
31169.59 |
180 - 270 Days |
Yes |
1929.44 |
<7 Days |
IG-5 |
31025.84 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |