| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
2191.56 |
Day 57 |
Yes |
128.00 |
91-180 Days |
L-10 |
1767.15 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
4723.12 |
Day 57 |
No |
153.32 |
31-90 Days |
L-11 |
4273.22 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
43696.87 |
Day 57 |
Yes |
134.48 |
<7 Days |
L-2 |
50843.12 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
4146.57 |
Day 57 |
Yes |
358.03 |
7-30 Days |
L-3 |
3834.92 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
42278.93 |
Day 57 |
No |
3326.47 |
7-30 Days |
L-4 |
41213.78 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
40007.82 |
Day 57 |
No |
12.11 |
91-180 Days |
L-5 |
33705.05 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32828.26 |
Day 57 |
No |
735.45 |
91-180 Days |
L-6 |
35340.24 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
22645.20 |
Day 57 |
No |
1560.68 |
<7 Days |
L-7 |
24236.99 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
22975.90 |
Day 57 |
Yes |
653.79 |
31-90 Days |
L-8 |
23230.56 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33800.98 |
Day 57 |
Yes |
1462.12 |
<7 Days |
L-9 |
32545.32 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
19111.03 |
Day 57 |
No |
1068.75 |
7-30 Days |
LC-1 |
22594.93 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
21520.10 |
Day 57 |
No |
1935.47 |
<7 Days |
LC-2 |
24268.17 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
23894.86 |
Day 57 |
Yes |
160.25 |
<7 Days |
N-1 |
19692.86 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32577.93 |
Day 57 |
Yes |
1471.64 |
91-180 Days |
N-2 |
33660.90 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32167.66 |
Day 57 |
Yes |
2830.52 |
91-180 Days |
N-3 |
29814.80 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
11529.89 |
Day 57 |
No |
838.75 |
7-30 Days |
N-4 |
10264.55 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
338.51 |
Day 57 |
No |
28.45 |
91-180 Days |
N-5 |
375.31 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
21406.86 |
Day 57 |
No |
989.37 |
91-180 Days |
N-6 |
24157.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
24269.05 |
Day 57 |
Yes |
1863.37 |
31-90 Days |
N-7 |
27204.30 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
269.37 |
Day 57 |
Yes |
2.94 |
<7 Days |
P-1 |
284.75 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
4499.05 |
Day 57 |
Yes |
268.76 |
7-30 Days |
P-2 |
4102.41 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28401.38 |
Day 57 |
No |
1050.75 |
7-30 Days |
S-8 |
30506.98 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
16486.49 |
Day 57 |
No |
624.51 |
91-180 Days |
Y-1 |
18536.78 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
33043.82 |
Day 57 |
Yes |
2608.28 |
7-30 Days |
Y-2 |
32391.75 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
35614.90 |
Day 57 |
No |
680.94 |
31-90 Days |
Y-3 |
30443.54 |
Full |
No |
|
Capital Markets |