| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
9888.78 |
Day 54 |
Yes |
239.83 |
91-180 Days |
S-1-Q |
9064.25 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
15381.55 |
Day 54 |
Yes |
988.75 |
91-180 Days |
S-2-Q |
14991.53 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
23008.36 |
Day 54 |
No |
234.15 |
<7 Days |
S-3-Q |
21393.46 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
18545.74 |
Day 54 |
No |
685.52 |
91-180 Days |
S-4-Q |
18252.29 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
32613.07 |
Day 54 |
Yes |
1091.82 |
<7 Days |
CB-3-Q |
27147.32 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
34235.70 |
Day 54 |
Yes |
1892.91 |
31-90 Days |
G-1-Q |
37645.75 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
20322.97 |
Day 54 |
No |
857.78 |
91-180 Days |
G-2-Q |
23606.58 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
25581.60 |
Day 54 |
Yes |
1664.37 |
7-30 Days |
G-3-Q |
26735.95 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
43399.26 |
Day 54 |
No |
3612.83 |
31-90 Days |
S-5-Q |
48884.25 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
33595.07 |
Day 54 |
Yes |
2502.85 |
31-90 Days |
S-6-Q |
34778.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
1989.94 |
Day 54 |
Yes |
85.26 |
31-90 Days |
S-7-Q |
1833.34 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32892.13 |
Day 54 |
No |
1598.65 |
<7 Days |
E-1-Q |
31092.86 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
2131.21 |
Day 54 |
No |
129.90 |
<7 Days |
E-2-Q |
2454.63 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
21103.22 |
Day 54 |
Yes |
1103.32 |
91-180 Days |
IG-1-Q |
23265.98 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28544.74 |
Day 54 |
No |
2480.45 |
7-30 Days |
IG-2-Q |
30577.84 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37805.33 |
Day 54 |
No |
544.35 |
<7 Days |
C-1 |
42526.16 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5876.75 |
Day 54 |
Yes |
503.26 |
91-180 Days |
CB-4 |
6780.55 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
26787.26 |
Day 54 |
No |
592.12 |
31-90 Days |
E-10 |
26230.45 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
27346.34 |
Day 54 |
Yes |
2473.59 |
7-30 Days |
E-3 |
25309.56 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
14948.09 |
Day 54 |
Yes |
509.24 |
91-180 Days |
E-4 |
15843.41 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28749.10 |
Day 54 |
No |
514.08 |
31-90 Days |
E-5 |
31673.23 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5783.16 |
Day 54 |
No |
96.54 |
7-30 Days |
E-6 |
5776.36 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34273.92 |
Day 54 |
Yes |
2738.13 |
91-180 Days |
E-7 |
36003.36 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
32672.49 |
Day 54 |
No |
628.69 |
7-30 Days |
E-8 |
28147.54 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
35838.98 |
Day 54 |
No |
1497.87 |
91-180 Days |
E-9 |
38577.19 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |