| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
2433.66 |
Day 51 |
No |
220.83 |
7-30 Days |
E-1 |
2275.84 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32398.53 |
Day 51 |
No |
3118.85 |
91-180 Days |
E-2 |
38151.98 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
32347.26 |
Day 51 |
Yes |
2437.47 |
91-180 Days |
G-1 |
33113.52 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
40568.03 |
Day 51 |
Yes |
869.91 |
<7 Days |
G-2 |
42483.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
38646.74 |
Day 51 |
Yes |
2602.70 |
7-30 Days |
G-3 |
42622.03 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
10889.79 |
Day 51 |
Yes |
87.28 |
31-90 Days |
IG-1 |
12678.03 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
5403.75 |
Day 51 |
No |
419.56 |
7-30 Days |
IG-2 |
4360.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
9533.18 |
Day 51 |
No |
844.41 |
31-90 Days |
S-1 |
9504.45 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
42944.23 |
Day 51 |
Yes |
4103.11 |
<7 Days |
S-2 |
37549.19 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28331.15 |
Day 51 |
No |
2592.64 |
7-30 Days |
S-3 |
26125.25 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
21843.73 |
Day 51 |
No |
1485.17 |
31-90 Days |
S-4 |
18288.28 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20545.12 |
Day 51 |
Yes |
746.41 |
31-90 Days |
S-5 |
18459.82 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
29084.52 |
Day 51 |
No |
131.01 |
<7 Days |
S-6 |
32127.95 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
38411.91 |
Day 51 |
Yes |
228.58 |
31-90 Days |
S-7 |
41750.43 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34888.77 |
Day 52 |
Yes |
1961.75 |
31-90 Days |
A-0-Q |
34717.94 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
42150.71 |
Day 52 |
Yes |
3222.29 |
31-90 Days |
A-1-Q |
49831.24 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
28771.39 |
Day 52 |
Yes |
660.27 |
91-180 Days |
A-2-Q |
27905.68 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
31941.67 |
Day 52 |
Yes |
2546.22 |
<7 Days |
A-3-Q |
26938.12 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
27718.43 |
Day 52 |
No |
1911.51 |
<7 Days |
A-4-Q |
25933.96 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
43570.03 |
Day 52 |
No |
851.51 |
91-180 Days |
A-5-Q |
47233.65 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37194.69 |
Day 52 |
No |
1352.99 |
7-30 Days |
CB-1-Q |
40771.35 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
29185.36 |
Day 52 |
Yes |
2637.54 |
31-90 Days |
CB-2-Q |
24649.53 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
40006.91 |
Day 52 |
Yes |
1408.63 |
7-30 Days |
S-1-Q |
47442.63 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
7009.38 |
Day 52 |
Yes |
546.10 |
7-30 Days |
S-2-Q |
6744.82 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
18604.68 |
Day 52 |
No |
869.41 |
7-30 Days |
S-3-Q |
15850.07 |
Full |
No |
|
Trading |