| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
32295.52 |
Day 50 |
No |
1762.42 |
<7 Days |
Y-2 |
35650.17 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
17089.63 |
Day 50 |
Yes |
898.93 |
31-90 Days |
Y-3 |
18963.69 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
29627.23 |
Day 50 |
No |
2067.82 |
<7 Days |
Y-4 |
24868.57 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
13649.66 |
Day 50 |
Yes |
491.02 |
<7 Days |
Z-1 |
12103.07 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
31823.39 |
Day 50 |
No |
1775.56 |
91-180 Days |
A-2 |
26952.23 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
27669.36 |
Day 50 |
No |
2649.89 |
<7 Days |
A-3 |
29852.68 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
32047.01 |
Day 50 |
No |
743.51 |
91-180 Days |
A-4 |
33269.12 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
30964.83 |
Day 50 |
No |
1639.53 |
<7 Days |
A-5 |
33850.32 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
20393.10 |
Day 50 |
Yes |
40.09 |
7-30 Days |
CB-1 |
16766.45 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34722.75 |
Day 50 |
No |
2951.34 |
<7 Days |
CB-2 |
32142.58 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
42713.84 |
Day 50 |
Yes |
2958.77 |
91-180 Days |
CB-3 |
43530.23 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
34157.86 |
Day 50 |
Yes |
3399.02 |
<7 Days |
E-1 |
40323.69 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
24814.48 |
Day 50 |
No |
1183.58 |
7-30 Days |
E-2 |
20858.62 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
17501.93 |
Day 50 |
No |
1482.31 |
91-180 Days |
G-1 |
19089.15 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
11387.90 |
Day 50 |
No |
924.73 |
7-30 Days |
G-2 |
11262.78 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
37312.23 |
Day 50 |
Yes |
1094.21 |
91-180 Days |
G-3 |
39417.93 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
2074.31 |
Day 50 |
No |
50.20 |
91-180 Days |
IG-1 |
2061.27 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
16831.32 |
Day 50 |
No |
753.47 |
<7 Days |
IG-2 |
19799.40 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
23909.92 |
Day 50 |
No |
238.56 |
7-30 Days |
S-1 |
26519.98 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
1156.42 |
Day 50 |
Yes |
61.57 |
91-180 Days |
S-2 |
1260.60 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
7115.01 |
Day 50 |
Yes |
278.74 |
31-90 Days |
S-3 |
7864.59 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
36022.29 |
Day 50 |
No |
426.50 |
31-90 Days |
S-4 |
35940.79 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
22071.66 |
Day 50 |
Yes |
448.36 |
91-180 Days |
S-5 |
22823.57 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
No |
37691.42 |
Day 50 |
Yes |
2052.16 |
31-90 Days |
S-6 |
41738.76 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.12 |
Structured Long Term Debt |
Non-Regulated Fund |
Yes |
11905.08 |
Day 50 |
No |
1093.03 |
<7 Days |
S-7 |
10181.88 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |