| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 45 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
6693521.49 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 46 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4819280.00 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 47 |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
4107047.85 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 48 |
None |
|
Liberty Capital Markets Inc. |
|
Other Supervised Non-Bank Financial Entity |
|
707224.46 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 49 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
3505496.48 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 50 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
2460083.77 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 51 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4349689.25 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 52 |
None |
|
Liberty Capital Markets Inc. |
|
Other Supervised Non-Bank Financial Entity |
|
2578885.95 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 53 |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
4108489.32 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 54 |
None |
|
Liberty Capital Markets Inc. |
|
Other Supervised Non-Bank Financial Entity |
|
6452434.86 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 55 |
None |
|
Liberty International Finance Ltd. |
|
Other Supervised Non-Bank Financial Entity |
|
564549.77 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 56 |
None |
|
Liberty Capital Markets Inc. |
|
Other Supervised Non-Bank Financial Entity |
|
5675132.19 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 57 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
6598227.20 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 58 |
None |
|
Liberty Capital Markets Inc. |
|
Other Supervised Non-Bank Financial Entity |
|
6524158.57 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 59 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
177413.76 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 60 |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4169047.73 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
61 - 67 Days |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
705286.93 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
68 - 74 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
5470750.71 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
75 - 82 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
1356057.51 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
83 - 90 Days |
None |
|
Liberty Mortgage Services Corp. |
|
Other Supervised Non-Bank Financial Entity |
|
4356043.04 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
91 - 120 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3365886.28 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
121 - 150 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
3303816.26 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
151 - 179 Days |
None |
|
|
|
Other Supervised Non-Bank Financial Entity |
|
4460717.32 |
|
|
|
No |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
180 - 270 Days |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
4959564.88 |
|
|
|
Yes |
None |
| 2025-10-13 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
271 - 364 Days |
None |
|
Liberty Wealth Management LLC |
|
Other Supervised Non-Bank Financial Entity |
|
1634494.97 |
|
|
|
Yes |
None |