Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >4 Yr <= 5 Yr None Liberty Wealth Management LLC Financial Market Utility 1991127.40 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD >5 Yr None Liberty National Bank Financial Market Utility 2027754.40 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Perpetual None Financial Market Utility 996331.33 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Open None Other Supervised Non-Bank Financial Entity 2641910.59 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 1 None Other Supervised Non-Bank Financial Entity 95391.37 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 2 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 3549648.45 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 3 None Liberty National Bank Other Supervised Non-Bank Financial Entity 1425383.87 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 4 None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 192320.45 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 5 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 3402022.03 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 6 None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 816758.43 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 7 None Other Supervised Non-Bank Financial Entity 1148791.00 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 8 None Liberty National Bank Other Supervised Non-Bank Financial Entity 4368829.16 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 9 None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 332692.19 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 10 None Other Supervised Non-Bank Financial Entity 1865285.97 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 11 None Other Supervised Non-Bank Financial Entity 3272881.25 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 12 None Liberty National Bank Other Supervised Non-Bank Financial Entity 1373889.43 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 13 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 3505978.65 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 14 None Liberty Wealth Management LLC Other Supervised Non-Bank Financial Entity 2029359.93 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 15 None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 3334465.88 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 16 None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 2799251.52 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 17 None Other Supervised Non-Bank Financial Entity 2346936.77 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 18 None Liberty Wealth Management LLC Other Supervised Non-Bank Financial Entity 264126.24 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 19 None Liberty National Bank Other Supervised Non-Bank Financial Entity 683810.26 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 20 None Other Supervised Non-Bank Financial Entity 689671.09 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 21 None Other Supervised Non-Bank Financial Entity 2047449.21 No None