Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 51 None Other Supervised Non-Bank Financial Entity 202667.67 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 52 None Liberty Capital Markets Inc. Other Supervised Non-Bank Financial Entity 895656.66 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 53 None Liberty National Bank Other Supervised Non-Bank Financial Entity 446749.70 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 54 None Other Supervised Non-Bank Financial Entity 1310545.17 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 55 None Other Supervised Non-Bank Financial Entity 158795.69 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 56 None Other Supervised Non-Bank Financial Entity 913692.24 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 57 None Other Supervised Non-Bank Financial Entity 951347.49 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 58 None Other Supervised Non-Bank Financial Entity 768684.84 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 59 None Liberty National Bank Other Supervised Non-Bank Financial Entity 1461272.69 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Day 60 None Other Supervised Non-Bank Financial Entity 1337181.06 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 61 - 67 Days None Other Supervised Non-Bank Financial Entity 25133.37 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 68 - 74 Days None Other Supervised Non-Bank Financial Entity 964313.45 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 75 - 82 Days None Liberty Capital Markets Inc. Other Supervised Non-Bank Financial Entity 1424793.97 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 83 - 90 Days None Other Supervised Non-Bank Financial Entity 154794.96 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 91 - 120 Days None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 976112.12 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 121 - 150 Days None Other Supervised Non-Bank Financial Entity 670857.46 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 151 - 179 Days None Other Supervised Non-Bank Financial Entity 298257.84 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 180 - 270 Days None Liberty Mortgage Services Corp. Other Supervised Non-Bank Financial Entity 483004.54 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD 271 - 364 Days None Other Supervised Non-Bank Financial Entity 811422.83 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD >= 1 Yr <= 2 Yr None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 1292323.53 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD >2 Yr <= 3 Yr None Other Supervised Non-Bank Financial Entity 813813.42 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD >3 Yr <= 4 Yr None Liberty Capital Markets Inc. Other Supervised Non-Bank Financial Entity 675535.13 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD >4 Yr <= 5 Yr None Liberty Capital Markets Inc. Other Supervised Non-Bank Financial Entity 1306412.41 Yes None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD >5 Yr None Other Supervised Non-Bank Financial Entity 999873.07 No None
2025-10-09 Liberty Wealth Management LLC I.U.3 Required Operational Balances USD Perpetual None Liberty International Finance Ltd. Other Supervised Non-Bank Financial Entity 498439.67 Yes None