| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
98151.32 |
91 - 120 Days |
Yes |
1329.39 |
7-30 Days |
G-2 |
89749.58 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
74173.03 |
91 - 120 Days |
No |
3690.59 |
<7 Days |
G-3 |
72208.70 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
102035.52 |
91 - 120 Days |
Yes |
1731.28 |
<7 Days |
IG-1 |
98857.54 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
29134.50 |
91 - 120 Days |
Yes |
408.16 |
31-90 Days |
IG-2 |
26877.70 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
33923.00 |
91 - 120 Days |
No |
416.43 |
31-90 Days |
S-1 |
35918.79 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
77284.66 |
91 - 120 Days |
No |
1460.19 |
<7 Days |
S-2 |
82208.77 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
61297.17 |
91 - 120 Days |
No |
1054.55 |
31-90 Days |
S-3 |
57911.20 |
Yes |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
78877.99 |
91 - 120 Days |
Yes |
374.32 |
<7 Days |
S-4 |
74547.34 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
103704.21 |
91 - 120 Days |
Yes |
4609.56 |
7-30 Days |
S-5 |
108899.90 |
Yes |
T+2 |
Yes |
Yes |
Liberty International Finance Ltd. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
64333.66 |
91 - 120 Days |
No |
1433.34 |
7-30 Days |
S-6 |
67395.30 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
54469.31 |
91 - 120 Days |
Yes |
2480.11 |
7-30 Days |
S-7 |
54126.80 |
Yes |
T+1 |
No |
Yes |
Liberty International Finance Ltd. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
116900.64 |
121 - 150 Days |
Yes |
5729.77 |
7-30 Days |
A-0-Q |
122267.56 |
No |
T+1 |
Yes |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
82135.64 |
121 - 150 Days |
No |
2547.45 |
7-30 Days |
A-1-Q |
74023.77 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
9722.17 |
121 - 150 Days |
Yes |
223.96 |
31-90 Days |
A-2-Q |
8932.11 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
31117.22 |
121 - 150 Days |
No |
671.45 |
7-30 Days |
A-3-Q |
34031.30 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
17915.10 |
121 - 150 Days |
Yes |
147.64 |
31-90 Days |
A-4-Q |
17188.01 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
15803.49 |
121 - 150 Days |
No |
228.92 |
<7 Days |
A-5-Q |
17364.06 |
Yes |
T+2 |
No |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
121687.40 |
121 - 150 Days |
Yes |
5216.97 |
<7 Days |
CB-1-Q |
129592.65 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
53588.38 |
121 - 150 Days |
Yes |
1720.38 |
31-90 Days |
CB-2-Q |
56588.66 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
112247.88 |
121 - 150 Days |
No |
267.55 |
31-90 Days |
S-1-Q |
111259.51 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
54045.17 |
121 - 150 Days |
No |
1998.62 |
7-30 Days |
S-2-Q |
53954.11 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
99499.79 |
121 - 150 Days |
Yes |
2907.07 |
<7 Days |
S-3-Q |
105755.50 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
No |
31674.14 |
121 - 150 Days |
No |
1550.68 |
7-30 Days |
S-4-Q |
31091.35 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
17808.57 |
121 - 150 Days |
No |
588.85 |
31-90 Days |
CB-3-Q |
19371.67 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty National Bank |
O.S.9 |
Synthetic Customer Shorts |
|
Retail |
Yes |
36147.10 |
121 - 150 Days |
No |
721.42 |
<7 Days |
G-1-Q |
34473.24 |
Yes |
T+0 |
No |
Yes |
Liberty International Finance Ltd. |
Funding |