| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7211.02 |
Day 48 |
No |
274.42 |
<7 Days |
L-8 |
7216.25 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2.79 |
Day 48 |
Yes |
0.13 |
7-30 Days |
L-9 |
2.90 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4172.68 |
Day 48 |
No |
47.25 |
31-90 Days |
LC-1 |
4529.01 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16581.05 |
Day 48 |
Yes |
493.50 |
<7 Days |
LC-2 |
16988.24 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1038.13 |
Day 48 |
No |
2.87 |
7-30 Days |
N-1 |
1131.79 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3608.90 |
Day 48 |
Yes |
98.48 |
<7 Days |
N-2 |
3591.57 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15801.86 |
Day 48 |
No |
775.50 |
<7 Days |
N-3 |
17006.57 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
5233.40 |
Day 48 |
No |
112.08 |
7-30 Days |
N-4 |
4854.80 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10547.23 |
Day 48 |
No |
39.24 |
31-90 Days |
N-5 |
11278.73 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2022.56 |
Day 48 |
No |
91.75 |
<7 Days |
N-6 |
2051.16 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2526.36 |
Day 48 |
Yes |
85.16 |
<7 Days |
N-7 |
2431.74 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16741.25 |
Day 48 |
No |
55.26 |
<7 Days |
P-1 |
17413.81 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16098.88 |
Day 48 |
No |
134.84 |
7-30 Days |
P-2 |
14840.93 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3677.94 |
Day 48 |
No |
61.89 |
31-90 Days |
S-8 |
3376.61 |
Yes |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10754.69 |
Day 48 |
No |
271.10 |
7-30 Days |
Y-1 |
11216.07 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2048.02 |
Day 48 |
No |
67.32 |
31-90 Days |
Y-2 |
1880.71 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11951.54 |
Day 48 |
No |
560.07 |
31-90 Days |
Y-3 |
11341.84 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15076.15 |
Day 48 |
No |
374.90 |
<7 Days |
Y-4 |
15866.59 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8570.73 |
Day 48 |
No |
152.13 |
31-90 Days |
Z-1 |
7863.50 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16286.85 |
Day 48 |
No |
301.85 |
31-90 Days |
A-2 |
16175.64 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15614.22 |
Day 48 |
No |
548.38 |
<7 Days |
A-3 |
15446.79 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12710.13 |
Day 48 |
No |
340.33 |
31-90 Days |
A-4 |
13105.51 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9732.24 |
Day 48 |
Yes |
476.93 |
31-90 Days |
A-5 |
8873.58 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13359.89 |
Day 48 |
Yes |
367.49 |
7-30 Days |
CB-1 |
12248.96 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3380.35 |
Day 48 |
Yes |
143.69 |
7-30 Days |
CB-2 |
3196.38 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |