| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
6839.43 |
>5 Yr |
No |
142.20 |
31-90 Days |
CB-3 |
7264.42 |
Yes |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
11295.77 |
>5 Yr |
No |
221.14 |
7-30 Days |
E-1 |
11165.96 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
5189.01 |
>5 Yr |
No |
25.31 |
31-90 Days |
E-2 |
4868.34 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12014.69 |
>5 Yr |
Yes |
188.53 |
<7 Days |
G-1 |
12986.22 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
7851.17 |
>5 Yr |
No |
268.78 |
7-30 Days |
G-2 |
7076.22 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
11809.77 |
>5 Yr |
Yes |
137.16 |
7-30 Days |
G-3 |
11137.82 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
5383.54 |
>5 Yr |
No |
226.80 |
7-30 Days |
IG-1 |
5025.48 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12765.81 |
>5 Yr |
Yes |
167.30 |
<7 Days |
IG-2 |
13189.04 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
7714.75 |
>5 Yr |
No |
260.40 |
7-30 Days |
S-1 |
7408.56 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10315.73 |
>5 Yr |
No |
233.59 |
31-90 Days |
S-2 |
10213.04 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
14858.12 |
>5 Yr |
Yes |
111.55 |
31-90 Days |
S-3 |
15264.50 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1366.22 |
>5 Yr |
Yes |
42.88 |
7-30 Days |
S-4 |
1439.67 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
981.92 |
>5 Yr |
No |
41.29 |
<7 Days |
S-5 |
887.52 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3431.46 |
>5 Yr |
No |
158.53 |
7-30 Days |
S-6 |
3500.56 |
No |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1045.73 |
>5 Yr |
Yes |
38.28 |
7-30 Days |
S-7 |
1083.16 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
15691.84 |
Perpetual |
No |
574.65 |
<7 Days |
A-0-Q |
16932.17 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9762.01 |
Perpetual |
No |
255.47 |
7-30 Days |
A-1-Q |
8794.71 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9002.06 |
Perpetual |
No |
165.74 |
31-90 Days |
A-2-Q |
9448.52 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13030.06 |
Perpetual |
No |
121.49 |
31-90 Days |
A-3-Q |
12746.19 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3909.53 |
Perpetual |
No |
85.35 |
31-90 Days |
A-4-Q |
4066.63 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9810.58 |
Perpetual |
Yes |
192.20 |
7-30 Days |
A-5-Q |
9094.44 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
5803.14 |
Perpetual |
Yes |
226.01 |
<7 Days |
CB-1-Q |
6283.31 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1777.08 |
Perpetual |
Yes |
65.64 |
<7 Days |
CB-2-Q |
1810.87 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
15883.77 |
Perpetual |
No |
87.53 |
7-30 Days |
S-1-Q |
15977.47 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
11586.96 |
Perpetual |
No |
511.12 |
<7 Days |
S-2-Q |
10667.41 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |