| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
7333.73 |
>4 Yr <= 5 Yr |
Yes |
342.79 |
<7 Days |
IG-7 |
7380.91 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1197.99 |
>4 Yr <= 5 Yr |
Yes |
8.64 |
7-30 Days |
IG-8 |
1290.65 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13013.99 |
>4 Yr <= 5 Yr |
No |
521.26 |
31-90 Days |
L-1 |
14037.90 |
No |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1537.62 |
>4 Yr <= 5 Yr |
Yes |
5.27 |
7-30 Days |
L-10 |
1566.80 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
2754.29 |
>4 Yr <= 5 Yr |
No |
20.50 |
31-90 Days |
L-11 |
2924.54 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16047.64 |
>4 Yr <= 5 Yr |
Yes |
345.85 |
<7 Days |
L-2 |
14805.17 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1204.24 |
>4 Yr <= 5 Yr |
Yes |
2.05 |
7-30 Days |
L-3 |
1231.85 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
510.77 |
>4 Yr <= 5 Yr |
Yes |
13.86 |
31-90 Days |
L-4 |
528.70 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
4051.00 |
>4 Yr <= 5 Yr |
Yes |
32.66 |
31-90 Days |
L-5 |
3834.03 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10045.00 |
>4 Yr <= 5 Yr |
Yes |
3.37 |
<7 Days |
L-6 |
9051.79 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3863.92 |
>4 Yr <= 5 Yr |
Yes |
5.59 |
31-90 Days |
L-7 |
4019.13 |
No |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12546.96 |
>4 Yr <= 5 Yr |
No |
103.06 |
31-90 Days |
L-8 |
12598.67 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
6237.66 |
>4 Yr <= 5 Yr |
No |
140.77 |
31-90 Days |
L-9 |
6828.19 |
No |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1039.56 |
>4 Yr <= 5 Yr |
Yes |
24.80 |
31-90 Days |
LC-1 |
1141.44 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3036.72 |
>4 Yr <= 5 Yr |
Yes |
11.71 |
31-90 Days |
LC-2 |
3067.42 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9771.80 |
>4 Yr <= 5 Yr |
Yes |
476.01 |
7-30 Days |
N-1 |
10252.69 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
16487.68 |
>4 Yr <= 5 Yr |
Yes |
814.04 |
<7 Days |
N-2 |
16184.89 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
4136.14 |
>4 Yr <= 5 Yr |
Yes |
25.39 |
<7 Days |
N-3 |
4119.50 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12104.69 |
>4 Yr <= 5 Yr |
Yes |
146.50 |
7-30 Days |
N-4 |
12415.77 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1119.60 |
>4 Yr <= 5 Yr |
No |
12.74 |
7-30 Days |
N-5 |
1207.02 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1829.56 |
>4 Yr <= 5 Yr |
Yes |
70.08 |
<7 Days |
N-6 |
1703.64 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
4927.20 |
>4 Yr <= 5 Yr |
Yes |
237.49 |
7-30 Days |
N-7 |
5062.03 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
4571.79 |
>4 Yr <= 5 Yr |
Yes |
135.52 |
<7 Days |
P-1 |
4924.79 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3413.01 |
>4 Yr <= 5 Yr |
Yes |
102.97 |
7-30 Days |
P-2 |
3724.25 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10480.44 |
>4 Yr <= 5 Yr |
Yes |
252.72 |
<7 Days |
S-8 |
10105.20 |
No |
T+1 |
No |
No |
|
Funding |