| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
5467.63 |
91 - 120 Days |
No |
114.56 |
31-90 Days |
E-1 |
5291.90 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12228.99 |
91 - 120 Days |
Yes |
455.66 |
<7 Days |
E-2 |
12231.44 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9726.87 |
91 - 120 Days |
No |
339.06 |
7-30 Days |
G-1 |
9979.49 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
10697.37 |
91 - 120 Days |
No |
416.32 |
<7 Days |
G-2 |
11532.91 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3383.55 |
91 - 120 Days |
No |
37.10 |
31-90 Days |
G-3 |
3502.27 |
Yes |
T+2 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
14221.16 |
91 - 120 Days |
Yes |
673.55 |
7-30 Days |
IG-1 |
14566.67 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
15572.60 |
91 - 120 Days |
No |
364.45 |
7-30 Days |
IG-2 |
15310.08 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
656.39 |
91 - 120 Days |
No |
12.50 |
7-30 Days |
S-1 |
676.42 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
16971.02 |
91 - 120 Days |
No |
724.67 |
<7 Days |
S-2 |
16719.13 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
14258.99 |
91 - 120 Days |
No |
141.10 |
31-90 Days |
S-3 |
14658.76 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10752.42 |
91 - 120 Days |
Yes |
381.59 |
31-90 Days |
S-4 |
10094.52 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
8752.10 |
91 - 120 Days |
No |
314.47 |
<7 Days |
S-5 |
8348.44 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
282.22 |
91 - 120 Days |
No |
1.57 |
31-90 Days |
S-6 |
305.55 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
15760.87 |
91 - 120 Days |
Yes |
734.39 |
31-90 Days |
S-7 |
16888.43 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
7646.95 |
121 - 150 Days |
No |
8.79 |
31-90 Days |
A-0-Q |
7583.46 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3345.59 |
121 - 150 Days |
No |
10.55 |
31-90 Days |
A-1-Q |
3467.17 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
6106.18 |
121 - 150 Days |
Yes |
178.34 |
7-30 Days |
A-2-Q |
5595.76 |
No |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12600.32 |
121 - 150 Days |
Yes |
562.61 |
31-90 Days |
A-3-Q |
13095.33 |
Yes |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3162.52 |
121 - 150 Days |
No |
75.45 |
<7 Days |
A-4-Q |
3091.17 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
4885.70 |
121 - 150 Days |
Yes |
89.93 |
31-90 Days |
A-5-Q |
4843.51 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
6515.82 |
121 - 150 Days |
No |
43.90 |
31-90 Days |
CB-1-Q |
6720.65 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
581.29 |
121 - 150 Days |
Yes |
26.21 |
<7 Days |
CB-2-Q |
598.94 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
2794.92 |
121 - 150 Days |
Yes |
21.61 |
31-90 Days |
S-1-Q |
2773.52 |
Yes |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
10435.37 |
121 - 150 Days |
No |
497.75 |
7-30 Days |
S-2-Q |
9959.38 |
No |
T+2 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9750.16 |
121 - 150 Days |
No |
347.25 |
<7 Days |
S-3-Q |
9807.75 |
Yes |
T+1 |
Yes |
No |
|
Treasury |