| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1051.27 |
Day 55 |
No |
11.34 |
31-90 Days |
G-3-Q |
1027.08 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
11165.32 |
Day 55 |
No |
78.59 |
31-90 Days |
S-5-Q |
11343.80 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12422.67 |
Day 55 |
Yes |
269.07 |
31-90 Days |
S-6-Q |
12382.74 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12708.01 |
Day 55 |
Yes |
56.21 |
<7 Days |
S-7-Q |
12380.88 |
Yes |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1840.21 |
Day 55 |
Yes |
46.67 |
31-90 Days |
E-1-Q |
2005.12 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
8066.71 |
Day 55 |
No |
363.54 |
31-90 Days |
E-2-Q |
8470.25 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
11127.30 |
Day 55 |
Yes |
387.87 |
<7 Days |
IG-1-Q |
11529.59 |
Yes |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13014.28 |
Day 55 |
No |
1.35 |
<7 Days |
IG-2-Q |
14067.96 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1940.84 |
Day 55 |
Yes |
19.83 |
<7 Days |
C-1 |
2052.62 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
7486.34 |
Day 55 |
No |
74.50 |
<7 Days |
CB-4 |
7474.91 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12542.25 |
Day 55 |
Yes |
196.23 |
7-30 Days |
E-10 |
13648.71 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3974.42 |
Day 55 |
No |
45.17 |
<7 Days |
E-3 |
4148.99 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
11551.64 |
Day 55 |
Yes |
345.52 |
31-90 Days |
E-4 |
11321.71 |
Yes |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3423.28 |
Day 55 |
No |
137.30 |
<7 Days |
E-5 |
3309.87 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16544.62 |
Day 55 |
No |
216.28 |
31-90 Days |
E-6 |
16206.40 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
4537.43 |
Day 55 |
No |
154.70 |
<7 Days |
E-7 |
4990.33 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
6572.34 |
Day 55 |
Yes |
92.86 |
31-90 Days |
E-8 |
6459.58 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
14933.35 |
Day 55 |
No |
414.56 |
31-90 Days |
E-9 |
13880.58 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
5942.07 |
Day 55 |
No |
135.36 |
31-90 Days |
G-4 |
6017.12 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
4871.68 |
Day 55 |
Yes |
38.34 |
31-90 Days |
IG-3 |
5140.93 |
No |
T+0 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3806.97 |
Day 55 |
Yes |
78.10 |
<7 Days |
IG-4 |
4004.89 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
13568.93 |
Day 55 |
No |
77.92 |
<7 Days |
IG-5 |
13900.76 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
16235.66 |
Day 55 |
No |
533.93 |
7-30 Days |
IG-6 |
17547.64 |
No |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
14715.10 |
Day 55 |
Yes |
157.07 |
<7 Days |
IG-7 |
14038.68 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
4839.26 |
Day 55 |
No |
12.74 |
<7 Days |
IG-8 |
4509.72 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |