| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9956.33 |
Day 54 |
Yes |
441.84 |
<7 Days |
A-4-Q |
10059.12 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
3643.29 |
Day 54 |
Yes |
25.41 |
31-90 Days |
A-5-Q |
3515.98 |
Yes |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
11160.73 |
Day 54 |
Yes |
406.14 |
31-90 Days |
CB-1-Q |
11686.12 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
9950.46 |
Day 54 |
Yes |
24.39 |
<7 Days |
CB-2-Q |
9857.93 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1761.57 |
Day 54 |
No |
58.52 |
7-30 Days |
S-1-Q |
1628.65 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
13529.89 |
Day 54 |
No |
95.47 |
<7 Days |
S-2-Q |
13677.20 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
16614.26 |
Day 54 |
Yes |
350.11 |
31-90 Days |
S-3-Q |
18045.55 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12551.44 |
Day 54 |
Yes |
17.36 |
31-90 Days |
S-4-Q |
11629.75 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
5924.88 |
Day 54 |
No |
181.98 |
7-30 Days |
CB-3-Q |
6413.90 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
12042.23 |
Day 54 |
Yes |
364.88 |
31-90 Days |
G-1-Q |
11870.96 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
16522.26 |
Day 54 |
Yes |
510.53 |
7-30 Days |
G-2-Q |
15964.66 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
113.13 |
Day 54 |
Yes |
1.94 |
<7 Days |
G-3-Q |
107.44 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3360.65 |
Day 54 |
No |
72.68 |
31-90 Days |
S-5-Q |
3149.71 |
No |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
16590.46 |
Day 54 |
No |
577.68 |
<7 Days |
S-6-Q |
17675.11 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
8476.89 |
Day 54 |
No |
272.60 |
31-90 Days |
S-7-Q |
8728.33 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
1420.51 |
Day 54 |
No |
8.03 |
7-30 Days |
E-1-Q |
1541.62 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
9255.19 |
Day 54 |
Yes |
377.49 |
7-30 Days |
E-2-Q |
9616.47 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
1137.52 |
Day 54 |
No |
42.40 |
<7 Days |
IG-1-Q |
1169.32 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
749.65 |
Day 54 |
No |
6.21 |
7-30 Days |
IG-2-Q |
744.55 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
3485.00 |
Day 54 |
No |
98.67 |
31-90 Days |
C-1 |
3305.75 |
Yes |
T+0 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
8372.64 |
Day 54 |
No |
203.91 |
<7 Days |
CB-4 |
8459.43 |
Yes |
T+1 |
No |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
12769.10 |
Day 54 |
Yes |
35.00 |
<7 Days |
E-10 |
11968.13 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
7570.02 |
Day 54 |
No |
123.76 |
7-30 Days |
E-3 |
7379.84 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
No |
11841.20 |
Day 54 |
Yes |
303.54 |
7-30 Days |
E-4 |
12550.74 |
Yes |
T+0 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Non-Regulated Fund |
Yes |
2620.83 |
Day 54 |
Yes |
99.17 |
<7 Days |
E-5 |
2380.62 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |