| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
11046.41 |
Day 59 |
Yes |
206.13 |
31-90 Days |
S-6 |
11578.38 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
8374.77 |
Day 59 |
Yes |
164.48 |
31-90 Days |
S-7 |
8150.31 |
Yes |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
14456.58 |
Day 60 |
No |
24.17 |
7-30 Days |
A-0-Q |
15147.02 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
101.88 |
Day 60 |
Yes |
1.30 |
31-90 Days |
A-1-Q |
108.73 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
14467.72 |
Day 60 |
No |
539.62 |
7-30 Days |
A-2-Q |
13047.42 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
8958.29 |
Day 60 |
No |
211.85 |
<7 Days |
A-3-Q |
8525.11 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
12557.30 |
Day 60 |
No |
219.47 |
31-90 Days |
A-4-Q |
11899.68 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
9628.53 |
Day 60 |
Yes |
245.53 |
31-90 Days |
A-5-Q |
9123.04 |
No |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
6340.07 |
Day 60 |
Yes |
24.19 |
31-90 Days |
CB-1-Q |
6159.49 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
4075.73 |
Day 60 |
Yes |
160.16 |
<7 Days |
CB-2-Q |
4048.19 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
295.67 |
Day 60 |
Yes |
8.16 |
<7 Days |
S-1-Q |
315.61 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
13993.84 |
Day 60 |
No |
95.48 |
7-30 Days |
S-2-Q |
15277.43 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
14768.89 |
Day 60 |
No |
554.12 |
31-90 Days |
S-3-Q |
13333.55 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
10476.88 |
Day 60 |
Yes |
10.14 |
<7 Days |
S-4-Q |
11433.82 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
2207.12 |
Day 60 |
Yes |
75.57 |
31-90 Days |
CB-3-Q |
2356.12 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
5049.42 |
Day 60 |
No |
186.81 |
7-30 Days |
G-1-Q |
4747.36 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
11312.25 |
Day 60 |
No |
300.59 |
31-90 Days |
G-2-Q |
10497.03 |
No |
T+0 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
2362.20 |
Day 60 |
Yes |
90.04 |
<7 Days |
G-3-Q |
2520.34 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
16583.16 |
Day 60 |
No |
633.12 |
31-90 Days |
S-5-Q |
14928.78 |
No |
T+1 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
7010.05 |
Day 60 |
No |
156.73 |
<7 Days |
S-6-Q |
6335.24 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
9038.45 |
Day 60 |
No |
122.04 |
7-30 Days |
S-7-Q |
9663.54 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
No |
3435.16 |
Day 60 |
Yes |
93.67 |
<7 Days |
E-1-Q |
3710.88 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
3630.11 |
Day 60 |
Yes |
168.32 |
31-90 Days |
E-2-Q |
3304.74 |
Yes |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
14278.98 |
Day 60 |
No |
596.87 |
31-90 Days |
IG-1-Q |
13880.72 |
No |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.8 |
Firm Shorts |
|
Other Supervised Non-Bank Financial Entity |
Yes |
12711.85 |
Day 60 |
Yes |
170.17 |
31-90 Days |
IG-2-Q |
12750.68 |
No |
T+0 |
No |
No |
|
Funding |