| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
1561.64 |
Perpetual |
204.84 |
<30 Days |
Y-4 |
78.44 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
15784.69 |
Perpetual |
1613.19 |
91-180 Days |
Z-1 |
1799.82 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
15526.21 |
Perpetual |
1400.64 |
30-90 Days |
A-2 |
2787.20 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
7008.81 |
Perpetual |
489.75 |
30-90 Days |
A-3 |
971.13 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
8453.60 |
Perpetual |
1057.76 |
Open |
A-4 |
1615.01 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
8650.26 |
Perpetual |
435.35 |
91-180 Days |
A-5 |
979.13 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
2541.66 |
Perpetual |
17.37 |
30-90 Days |
CB-1 |
311.11 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
13831.75 |
Perpetual |
404.80 |
<30 Days |
CB-2 |
1096.52 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
11758.07 |
Perpetual |
760.64 |
Open |
CB-3 |
1937.77 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
16893.96 |
Perpetual |
915.66 |
<30 Days |
E-1 |
381.81 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
7354.91 |
Perpetual |
1054.19 |
30-90 Days |
E-2 |
446.37 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
9193.41 |
Perpetual |
658.26 |
91-180 Days |
G-1 |
460.73 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
11630.17 |
Perpetual |
374.88 |
30-90 Days |
G-2 |
1952.09 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
8693.43 |
Perpetual |
967.46 |
<30 Days |
G-3 |
1553.49 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
6875.16 |
Perpetual |
852.90 |
30-90 Days |
IG-1 |
686.33 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
6108.80 |
Perpetual |
213.04 |
91-180 Days |
IG-2 |
1114.52 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
Yes |
12019.36 |
Perpetual |
713.19 |
Open |
S-1 |
1907.37 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
10595.33 |
Perpetual |
1106.62 |
30-90 Days |
S-2 |
1927.43 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
16444.56 |
Perpetual |
1948.32 |
30-90 Days |
S-3 |
2389.21 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
2133.55 |
Perpetual |
68.58 |
Open |
S-4 |
3.39 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
9313.12 |
Perpetual |
142.85 |
<30 Days |
S-5 |
1616.55 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
316.76 |
Perpetual |
1.57 |
30-90 Days |
S-6 |
58.16 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Non-Regulated Fund |
No |
7742.10 |
Perpetual |
311.64 |
30-90 Days |
S-7 |
66.84 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Other |
No |
1974.03 |
Open |
20.70 |
30-90 Days |
A-0-Q |
319.46 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.9 |
Loss of Rehypothecation Rights Due to a 1 Notch Downgrade |
Other |
Yes |
11112.30 |
Open |
272.74 |
Open |
A-1-Q |
582.72 |
No |
|
Legal |