| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10356.31 |
121 - 150 Days |
1512.39 |
<30 Days |
L-4 |
219.05 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1979.77 |
121 - 150 Days |
66.50 |
Open |
L-5 |
17.65 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4051.94 |
121 - 150 Days |
105.88 |
<30 Days |
L-6 |
558.61 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10891.29 |
121 - 150 Days |
458.23 |
30-90 Days |
L-7 |
1526.56 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13847.38 |
121 - 150 Days |
1934.64 |
30-90 Days |
L-8 |
2409.45 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7017.60 |
121 - 150 Days |
68.87 |
30-90 Days |
L-9 |
1215.24 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8866.23 |
121 - 150 Days |
476.10 |
<30 Days |
LC-1 |
1160.02 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1152.38 |
121 - 150 Days |
63.54 |
<30 Days |
LC-2 |
82.15 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2481.62 |
121 - 150 Days |
225.84 |
91-180 Days |
N-1 |
484.98 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13361.40 |
121 - 150 Days |
1911.82 |
91-180 Days |
N-2 |
1259.26 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1259.04 |
121 - 150 Days |
118.15 |
Open |
N-3 |
28.27 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7845.32 |
121 - 150 Days |
1021.09 |
30-90 Days |
N-4 |
393.45 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12316.27 |
121 - 150 Days |
1309.40 |
30-90 Days |
N-5 |
2246.80 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4444.38 |
121 - 150 Days |
529.82 |
Open |
N-6 |
605.99 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9069.11 |
121 - 150 Days |
1226.20 |
91-180 Days |
N-7 |
1514.67 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16.13 |
121 - 150 Days |
0.65 |
30-90 Days |
P-1 |
0.34 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1783.49 |
121 - 150 Days |
236.02 |
Open |
P-2 |
159.46 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10147.01 |
121 - 150 Days |
948.82 |
91-180 Days |
S-8 |
114.85 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15481.24 |
121 - 150 Days |
463.60 |
<30 Days |
Y-1 |
1213.56 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13378.36 |
121 - 150 Days |
1520.98 |
<30 Days |
Y-2 |
2323.23 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11346.76 |
121 - 150 Days |
809.87 |
Open |
Y-3 |
654.63 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14700.64 |
121 - 150 Days |
310.70 |
91-180 Days |
Y-4 |
2243.12 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12915.06 |
121 - 150 Days |
1589.82 |
<30 Days |
Z-1 |
293.75 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12206.56 |
121 - 150 Days |
733.66 |
30-90 Days |
A-2 |
713.17 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14547.28 |
121 - 150 Days |
1804.40 |
91-180 Days |
A-3 |
2801.05 |
No |
|
Finance |