| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8631.39 |
Day 60 |
22.43 |
Open |
G-3 |
304.11 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8902.54 |
Day 60 |
1035.16 |
<30 Days |
IG-1 |
1122.07 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8846.72 |
Day 60 |
999.27 |
30-90 Days |
IG-2 |
558.59 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5511.34 |
Day 60 |
666.34 |
Open |
S-1 |
322.56 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12451.51 |
Day 60 |
665.18 |
<30 Days |
S-2 |
968.22 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7402.00 |
Day 60 |
1094.33 |
Open |
S-3 |
1406.35 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1250.74 |
Day 60 |
42.55 |
30-90 Days |
S-4 |
72.35 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5698.11 |
Day 60 |
476.58 |
91-180 Days |
S-5 |
250.28 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11167.01 |
Day 60 |
1035.79 |
30-90 Days |
S-6 |
99.11 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4213.55 |
Day 60 |
367.83 |
Open |
S-7 |
234.80 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14206.30 |
61 - 67 Days |
1527.50 |
91-180 Days |
A-0-Q |
1456.27 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11816.83 |
61 - 67 Days |
319.31 |
30-90 Days |
A-1-Q |
1224.18 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1247.80 |
61 - 67 Days |
67.80 |
Open |
A-2-Q |
191.04 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11158.00 |
61 - 67 Days |
622.15 |
30-90 Days |
A-3-Q |
2200.25 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3658.89 |
61 - 67 Days |
238.68 |
30-90 Days |
A-4-Q |
361.88 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7971.97 |
61 - 67 Days |
245.99 |
30-90 Days |
A-5-Q |
1336.30 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3603.44 |
61 - 67 Days |
278.92 |
30-90 Days |
CB-1-Q |
604.92 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7104.94 |
61 - 67 Days |
618.31 |
<30 Days |
CB-2-Q |
636.87 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6398.32 |
61 - 67 Days |
400.83 |
Open |
S-1-Q |
366.38 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6192.86 |
61 - 67 Days |
698.45 |
Open |
S-2-Q |
1160.16 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15490.66 |
61 - 67 Days |
321.64 |
30-90 Days |
S-3-Q |
2118.86 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10678.67 |
61 - 67 Days |
287.88 |
91-180 Days |
S-4-Q |
864.74 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15305.06 |
61 - 67 Days |
834.34 |
<30 Days |
CB-3-Q |
1305.72 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5147.79 |
61 - 67 Days |
146.69 |
<30 Days |
G-1-Q |
730.51 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15079.96 |
61 - 67 Days |
2241.37 |
91-180 Days |
G-2-Q |
2253.64 |
Yes |
Liberty Wealth Management LLC |
Legal |