| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7045.63 |
Day 49 |
686.36 |
91-180 Days |
S-1-Q |
542.23 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8008.75 |
Day 49 |
97.40 |
Open |
S-2-Q |
837.00 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1137.54 |
Day 49 |
47.58 |
Open |
S-3-Q |
165.54 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4597.03 |
Day 49 |
68.56 |
30-90 Days |
S-4-Q |
444.81 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12183.41 |
Day 49 |
1424.34 |
Open |
CB-3-Q |
1088.87 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4673.39 |
Day 49 |
124.21 |
<30 Days |
G-1-Q |
855.78 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14811.49 |
Day 49 |
638.04 |
<30 Days |
G-2-Q |
688.43 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2849.26 |
Day 49 |
419.88 |
91-180 Days |
G-3-Q |
478.81 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1472.54 |
Day 49 |
122.31 |
Open |
S-5-Q |
69.04 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10740.50 |
Day 49 |
232.22 |
91-180 Days |
S-6-Q |
1889.57 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
206.99 |
Day 49 |
3.65 |
<30 Days |
S-7-Q |
17.30 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6592.20 |
Day 49 |
234.66 |
91-180 Days |
E-1-Q |
798.94 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2144.39 |
Day 49 |
12.67 |
<30 Days |
E-2-Q |
172.63 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8124.54 |
Day 49 |
549.54 |
<30 Days |
IG-1-Q |
616.64 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2241.60 |
Day 49 |
131.53 |
30-90 Days |
IG-2-Q |
200.19 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15004.49 |
Day 49 |
2104.94 |
30-90 Days |
C-1 |
487.60 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5407.50 |
Day 49 |
356.35 |
<30 Days |
CB-4 |
214.67 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14860.06 |
Day 49 |
843.70 |
<30 Days |
E-10 |
1947.07 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12216.62 |
Day 49 |
687.03 |
30-90 Days |
E-3 |
2053.16 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1559.67 |
Day 49 |
160.69 |
30-90 Days |
E-4 |
272.34 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1425.33 |
Day 49 |
110.10 |
<30 Days |
E-5 |
133.90 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1047.56 |
Day 49 |
135.27 |
91-180 Days |
E-6 |
37.04 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3487.44 |
Day 49 |
489.57 |
30-90 Days |
E-7 |
263.39 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16959.73 |
Day 49 |
2029.27 |
Open |
E-8 |
1576.65 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12078.19 |
Day 49 |
875.73 |
Open |
E-9 |
1777.75 |
Yes |
Liberty Capital Markets Inc. |
Finance |