| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6836.15 |
Day 47 |
651.34 |
91-180 Days |
IG-5 |
1262.26 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14590.30 |
Day 47 |
898.20 |
Open |
IG-6 |
1877.85 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12354.79 |
Day 47 |
1108.84 |
91-180 Days |
IG-7 |
1414.86 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14232.89 |
Day 47 |
935.55 |
91-180 Days |
IG-8 |
1511.88 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10324.89 |
Day 47 |
227.64 |
<30 Days |
L-1 |
1548.19 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16234.65 |
Day 47 |
1143.37 |
91-180 Days |
L-10 |
588.32 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5220.42 |
Day 47 |
615.33 |
30-90 Days |
L-11 |
423.33 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14273.05 |
Day 47 |
1126.98 |
<30 Days |
L-2 |
1943.43 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9698.20 |
Day 47 |
896.55 |
30-90 Days |
L-3 |
960.19 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8975.88 |
Day 47 |
636.86 |
<30 Days |
L-4 |
1716.50 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13971.81 |
Day 47 |
281.72 |
Open |
L-5 |
1630.59 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
428.79 |
Day 47 |
12.93 |
30-90 Days |
L-6 |
5.83 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14423.26 |
Day 47 |
1209.10 |
30-90 Days |
L-7 |
993.49 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13207.41 |
Day 47 |
45.76 |
30-90 Days |
L-8 |
371.57 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
556.69 |
Day 47 |
9.51 |
<30 Days |
L-9 |
49.91 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8986.58 |
Day 47 |
851.08 |
Open |
LC-1 |
1149.99 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
903.62 |
Day 47 |
133.37 |
30-90 Days |
LC-2 |
52.16 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2941.39 |
Day 47 |
227.19 |
Open |
N-1 |
6.13 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16606.48 |
Day 47 |
2133.93 |
30-90 Days |
N-2 |
491.79 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12903.69 |
Day 47 |
898.30 |
91-180 Days |
N-3 |
1723.47 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9702.29 |
Day 47 |
91.72 |
<30 Days |
N-4 |
702.89 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13822.66 |
Day 47 |
1862.38 |
91-180 Days |
N-5 |
2704.20 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14585.57 |
Day 47 |
1643.60 |
<30 Days |
N-6 |
1694.71 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
35.41 |
Day 47 |
4.67 |
91-180 Days |
N-7 |
0.23 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6072.59 |
Day 47 |
329.05 |
Open |
P-1 |
289.46 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |