| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2814.15 |
Day 44 |
111.07 |
30-90 Days |
G-2 |
499.79 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2806.40 |
Day 44 |
245.91 |
91-180 Days |
G-3 |
428.00 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14957.50 |
Day 44 |
628.13 |
30-90 Days |
IG-1 |
2889.22 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
834.05 |
Day 44 |
90.12 |
Open |
IG-2 |
110.45 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8569.82 |
Day 44 |
961.52 |
<30 Days |
S-1 |
74.79 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15409.94 |
Day 44 |
220.54 |
30-90 Days |
S-2 |
836.69 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
445.86 |
Day 44 |
13.36 |
<30 Days |
S-3 |
10.56 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5677.49 |
Day 44 |
339.60 |
30-90 Days |
S-4 |
33.14 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14769.36 |
Day 44 |
9.85 |
91-180 Days |
S-5 |
1238.74 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9743.77 |
Day 44 |
1156.39 |
<30 Days |
S-6 |
12.81 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10298.86 |
Day 44 |
1332.49 |
<30 Days |
S-7 |
1402.63 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8662.92 |
Day 45 |
697.07 |
30-90 Days |
A-0-Q |
29.74 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4745.17 |
Day 45 |
121.57 |
91-180 Days |
A-1-Q |
789.67 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14036.79 |
Day 45 |
92.04 |
<30 Days |
A-2-Q |
334.29 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1089.34 |
Day 45 |
110.40 |
<30 Days |
A-3-Q |
78.36 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15161.81 |
Day 45 |
1730.42 |
<30 Days |
A-4-Q |
982.02 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7359.72 |
Day 45 |
532.93 |
91-180 Days |
A-5-Q |
842.42 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8150.13 |
Day 45 |
736.16 |
30-90 Days |
CB-1-Q |
1392.96 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16951.19 |
Day 45 |
575.50 |
91-180 Days |
CB-2-Q |
1297.07 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
411.63 |
Day 45 |
42.85 |
<30 Days |
S-1-Q |
59.96 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14528.34 |
Day 45 |
520.61 |
91-180 Days |
S-2-Q |
1557.63 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12667.04 |
Day 45 |
787.57 |
91-180 Days |
S-3-Q |
883.82 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16166.89 |
Day 45 |
1119.88 |
Open |
S-4-Q |
1611.63 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2750.27 |
Day 45 |
268.10 |
30-90 Days |
CB-3-Q |
79.22 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12667.08 |
Day 45 |
609.36 |
91-180 Days |
G-1-Q |
129.70 |
No |
|
Legal |