| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
457.26 |
Day 40 |
2.12 |
Open |
N-7 |
52.59 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5678.61 |
Day 40 |
638.22 |
Open |
P-1 |
448.39 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7418.87 |
Day 40 |
844.00 |
30-90 Days |
P-2 |
925.56 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7570.71 |
Day 40 |
942.79 |
91-180 Days |
S-8 |
123.53 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9612.27 |
Day 40 |
1329.91 |
<30 Days |
Y-1 |
1524.35 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1219.20 |
Day 40 |
22.11 |
<30 Days |
Y-2 |
140.74 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3441.97 |
Day 40 |
422.71 |
91-180 Days |
Y-3 |
70.14 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1815.48 |
Day 40 |
94.10 |
30-90 Days |
Y-4 |
199.96 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12576.91 |
Day 40 |
1430.31 |
Open |
Z-1 |
2095.97 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4500.52 |
Day 40 |
295.00 |
91-180 Days |
A-2 |
58.73 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2440.53 |
Day 40 |
282.85 |
<30 Days |
A-3 |
232.21 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3749.89 |
Day 40 |
120.35 |
<30 Days |
A-4 |
345.44 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15220.31 |
Day 40 |
1724.71 |
91-180 Days |
A-5 |
1567.03 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9920.79 |
Day 40 |
229.60 |
Open |
CB-1 |
940.56 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6547.32 |
Day 40 |
946.96 |
91-180 Days |
CB-2 |
1175.80 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4990.96 |
Day 40 |
86.51 |
Open |
CB-3 |
434.68 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8130.32 |
Day 40 |
533.63 |
30-90 Days |
E-1 |
1364.37 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
175.34 |
Day 40 |
13.74 |
Open |
E-2 |
31.77 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9835.36 |
Day 40 |
587.58 |
30-90 Days |
G-1 |
1638.91 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4512.30 |
Day 40 |
582.81 |
30-90 Days |
G-2 |
227.14 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9888.31 |
Day 40 |
1201.81 |
91-180 Days |
G-3 |
763.58 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11450.93 |
Day 40 |
1581.86 |
91-180 Days |
IG-1 |
1995.68 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8946.21 |
Day 40 |
648.17 |
Open |
IG-2 |
1466.05 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8102.26 |
Day 40 |
1092.46 |
30-90 Days |
S-1 |
1605.39 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6515.34 |
Day 40 |
564.42 |
30-90 Days |
S-2 |
372.89 |
Yes |
Liberty Capital Markets Inc. |
Finance |