| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3601.01 |
Day 39 |
141.98 |
Open |
L-7 |
17.63 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12137.01 |
Day 39 |
1001.25 |
Open |
L-8 |
247.05 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12619.03 |
Day 39 |
1511.45 |
Open |
L-9 |
686.36 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12598.28 |
Day 39 |
625.64 |
91-180 Days |
LC-1 |
1311.00 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4124.30 |
Day 39 |
208.43 |
<30 Days |
LC-2 |
242.89 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9947.26 |
Day 39 |
844.83 |
30-90 Days |
N-1 |
97.83 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6559.87 |
Day 39 |
471.24 |
Open |
N-2 |
94.08 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13703.62 |
Day 39 |
1944.92 |
91-180 Days |
N-3 |
2592.93 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14713.88 |
Day 39 |
728.01 |
Open |
N-4 |
2698.95 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11346.91 |
Day 39 |
347.82 |
91-180 Days |
N-5 |
241.72 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6515.05 |
Day 39 |
142.49 |
Open |
N-6 |
258.16 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11771.36 |
Day 39 |
1430.85 |
Open |
N-7 |
1784.99 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4152.84 |
Day 39 |
146.01 |
30-90 Days |
P-1 |
330.12 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3930.98 |
Day 39 |
176.60 |
30-90 Days |
P-2 |
643.84 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9497.55 |
Day 39 |
358.17 |
<30 Days |
S-8 |
1177.72 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10103.52 |
Day 39 |
1117.32 |
91-180 Days |
Y-1 |
399.44 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2497.25 |
Day 39 |
156.58 |
30-90 Days |
Y-2 |
97.88 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3532.41 |
Day 39 |
29.23 |
<30 Days |
Y-3 |
88.27 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10941.34 |
Day 39 |
269.85 |
30-90 Days |
Y-4 |
2107.39 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15328.56 |
Day 39 |
459.56 |
91-180 Days |
Z-1 |
290.02 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3095.20 |
Day 39 |
400.98 |
91-180 Days |
A-2 |
333.76 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5027.14 |
Day 39 |
48.98 |
<30 Days |
A-3 |
51.27 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
148.44 |
Day 39 |
15.95 |
30-90 Days |
A-4 |
15.92 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5348.64 |
Day 39 |
184.63 |
Open |
A-5 |
498.03 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14058.81 |
Day 39 |
959.73 |
30-90 Days |
CB-1 |
561.07 |
Yes |
Liberty Mortgage Services Corp. |
Finance |