| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12135.06 |
Day 37 |
223.65 |
30-90 Days |
E-2 |
1774.63 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11485.90 |
Day 37 |
955.16 |
91-180 Days |
G-1 |
1003.85 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6374.57 |
Day 37 |
156.76 |
Open |
G-2 |
1150.94 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12763.36 |
Day 37 |
1826.21 |
91-180 Days |
G-3 |
1853.09 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16241.12 |
Day 37 |
752.51 |
30-90 Days |
IG-1 |
3113.81 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
260.86 |
Day 37 |
24.84 |
91-180 Days |
IG-2 |
21.43 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11113.39 |
Day 37 |
1661.19 |
91-180 Days |
S-1 |
416.20 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3516.99 |
Day 37 |
51.39 |
91-180 Days |
S-2 |
179.77 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7241.72 |
Day 37 |
695.60 |
<30 Days |
S-3 |
246.43 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12589.42 |
Day 37 |
1337.93 |
30-90 Days |
S-4 |
518.71 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14646.02 |
Day 37 |
146.11 |
<30 Days |
S-5 |
2495.88 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15150.69 |
Day 37 |
25.87 |
91-180 Days |
S-6 |
767.72 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1586.56 |
Day 37 |
161.57 |
91-180 Days |
S-7 |
169.91 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11414.52 |
Day 38 |
109.84 |
Open |
A-0-Q |
1820.80 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16164.86 |
Day 38 |
927.85 |
91-180 Days |
A-1-Q |
1501.47 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8453.96 |
Day 38 |
537.08 |
<30 Days |
A-2-Q |
1561.93 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
252.55 |
Day 38 |
10.94 |
Open |
A-3-Q |
28.10 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7823.81 |
Day 38 |
26.05 |
Open |
A-4-Q |
1520.88 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10270.83 |
Day 38 |
934.65 |
<30 Days |
A-5-Q |
1066.80 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3902.64 |
Day 38 |
143.16 |
<30 Days |
CB-1-Q |
366.55 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7684.91 |
Day 38 |
1110.73 |
30-90 Days |
CB-2-Q |
1302.62 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1924.10 |
Day 38 |
185.41 |
Open |
S-1-Q |
17.03 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1293.93 |
Day 38 |
32.16 |
30-90 Days |
S-2-Q |
226.87 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3506.24 |
Day 38 |
181.66 |
<30 Days |
S-3-Q |
651.46 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13651.51 |
Day 38 |
422.02 |
Open |
S-4-Q |
1579.18 |
No |
|
Legal |