| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11190.31 |
Day 35 |
1396.13 |
Open |
G-3 |
1669.16 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1281.28 |
Day 35 |
130.70 |
91-180 Days |
IG-1 |
171.34 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14141.18 |
Day 35 |
1066.10 |
30-90 Days |
IG-2 |
1198.90 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
130.60 |
Day 35 |
16.37 |
91-180 Days |
S-1 |
10.90 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16319.74 |
Day 35 |
2057.79 |
<30 Days |
S-2 |
3108.41 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1739.67 |
Day 35 |
83.02 |
<30 Days |
S-3 |
66.68 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3383.13 |
Day 35 |
93.08 |
<30 Days |
S-4 |
292.26 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
713.68 |
Day 35 |
48.74 |
Open |
S-5 |
7.44 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1945.79 |
Day 35 |
194.09 |
<30 Days |
S-6 |
107.54 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16574.11 |
Day 35 |
171.36 |
<30 Days |
S-7 |
2049.48 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15352.44 |
Day 36 |
2060.98 |
30-90 Days |
A-0-Q |
2270.40 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
17003.14 |
Day 36 |
705.95 |
Open |
A-1-Q |
3397.77 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12005.09 |
Day 36 |
287.30 |
<30 Days |
A-2-Q |
837.19 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15007.55 |
Day 36 |
1530.41 |
Open |
A-3-Q |
2022.71 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11068.04 |
Day 36 |
588.32 |
91-180 Days |
A-4-Q |
282.78 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13838.65 |
Day 36 |
1476.57 |
30-90 Days |
A-5-Q |
691.96 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16389.17 |
Day 36 |
2078.47 |
<30 Days |
CB-1-Q |
166.07 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9191.53 |
Day 36 |
399.06 |
91-180 Days |
CB-2-Q |
1011.82 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4910.62 |
Day 36 |
182.29 |
<30 Days |
S-1-Q |
742.77 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
964.07 |
Day 36 |
114.03 |
Open |
S-2-Q |
78.26 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5375.14 |
Day 36 |
45.00 |
30-90 Days |
S-3-Q |
609.08 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5299.03 |
Day 36 |
507.52 |
30-90 Days |
S-4-Q |
921.25 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16248.13 |
Day 36 |
417.11 |
Open |
CB-3-Q |
1985.89 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10693.83 |
Day 36 |
787.34 |
91-180 Days |
G-1-Q |
988.38 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12098.54 |
Day 36 |
43.88 |
Open |
G-2-Q |
2130.08 |
No |
|
Finance |