| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13870.27 |
Day 24 |
1876.72 |
<30 Days |
S-2 |
1199.61 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7334.24 |
Day 24 |
206.74 |
91-180 Days |
S-3 |
1397.56 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8475.37 |
Day 24 |
702.15 |
30-90 Days |
S-4 |
248.08 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13728.39 |
Day 24 |
334.66 |
30-90 Days |
S-5 |
2389.35 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6473.49 |
Day 24 |
817.22 |
30-90 Days |
S-6 |
561.04 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7748.81 |
Day 24 |
673.89 |
30-90 Days |
S-7 |
1398.88 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16978.19 |
Day 25 |
1531.44 |
<30 Days |
A-0-Q |
2920.99 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8959.54 |
Day 25 |
579.11 |
30-90 Days |
A-1-Q |
35.17 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16781.20 |
Day 25 |
302.30 |
91-180 Days |
A-2-Q |
3099.71 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7318.77 |
Day 25 |
773.91 |
Open |
A-3-Q |
813.19 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12994.15 |
Day 25 |
668.42 |
Open |
A-4-Q |
18.85 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1651.18 |
Day 25 |
77.26 |
91-180 Days |
A-5-Q |
296.34 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5547.31 |
Day 25 |
359.13 |
Open |
CB-1-Q |
954.04 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11004.63 |
Day 25 |
1168.57 |
30-90 Days |
CB-2-Q |
962.41 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
579.99 |
Day 25 |
7.05 |
<30 Days |
S-1-Q |
73.38 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11165.61 |
Day 25 |
856.58 |
<30 Days |
S-2-Q |
1091.69 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10661.83 |
Day 25 |
863.34 |
91-180 Days |
S-3-Q |
1537.83 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14680.09 |
Day 25 |
1440.72 |
Open |
S-4-Q |
396.57 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
426.46 |
Day 25 |
51.81 |
Open |
CB-3-Q |
74.37 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5280.50 |
Day 25 |
163.39 |
Open |
G-1-Q |
395.13 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
507.20 |
Day 25 |
69.55 |
30-90 Days |
G-2-Q |
92.14 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9988.21 |
Day 25 |
362.14 |
30-90 Days |
G-3-Q |
753.01 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5418.60 |
Day 25 |
776.07 |
30-90 Days |
S-5-Q |
428.25 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13737.93 |
Day 25 |
1482.15 |
30-90 Days |
S-6-Q |
312.14 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3472.79 |
Day 25 |
13.00 |
91-180 Days |
S-7-Q |
581.64 |
No |
|
Treasury |