| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7156.61 |
Day 24 |
224.20 |
30-90 Days |
S-1-Q |
1063.29 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13037.61 |
Day 24 |
171.98 |
Open |
S-2-Q |
1402.29 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2738.07 |
Day 24 |
126.68 |
<30 Days |
S-3-Q |
182.98 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16791.80 |
Day 24 |
1251.30 |
91-180 Days |
S-4-Q |
3002.79 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1299.38 |
Day 24 |
62.16 |
91-180 Days |
CB-3-Q |
126.30 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
231.23 |
Day 24 |
15.66 |
<30 Days |
G-1-Q |
14.92 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10927.92 |
Day 24 |
783.36 |
91-180 Days |
G-2-Q |
1331.27 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7189.96 |
Day 24 |
799.60 |
Open |
G-3-Q |
424.43 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
696.97 |
Day 24 |
30.73 |
Open |
S-5-Q |
67.50 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13940.33 |
Day 24 |
1369.21 |
Open |
S-6-Q |
2416.46 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11657.16 |
Day 24 |
182.26 |
30-90 Days |
S-7-Q |
274.76 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
943.05 |
Day 24 |
117.68 |
91-180 Days |
E-1-Q |
7.43 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11436.81 |
Day 24 |
286.39 |
Open |
E-2-Q |
447.90 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9392.61 |
Day 24 |
661.60 |
<30 Days |
IG-1-Q |
296.42 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16951.09 |
Day 24 |
310.42 |
Open |
IG-2-Q |
256.98 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5989.17 |
Day 24 |
276.93 |
30-90 Days |
C-1 |
617.10 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2506.79 |
Day 24 |
69.27 |
91-180 Days |
CB-4 |
176.38 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1987.03 |
Day 24 |
180.49 |
91-180 Days |
E-10 |
393.44 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14449.43 |
Day 24 |
798.88 |
30-90 Days |
E-3 |
1292.33 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10109.57 |
Day 24 |
672.26 |
30-90 Days |
E-4 |
1624.04 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12549.50 |
Day 24 |
855.76 |
30-90 Days |
E-5 |
400.22 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6428.10 |
Day 24 |
122.63 |
30-90 Days |
E-6 |
362.76 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9205.84 |
Day 24 |
1260.58 |
30-90 Days |
E-7 |
1622.67 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7368.39 |
Day 24 |
654.63 |
91-180 Days |
E-8 |
1328.48 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5454.06 |
Day 24 |
709.69 |
<30 Days |
E-9 |
276.15 |
No |
|
Operations |