| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8441.16 |
Day 13 |
843.41 |
91-180 Days |
S-6 |
1097.71 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10009.94 |
Day 13 |
560.82 |
<30 Days |
S-7 |
1481.11 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
459.98 |
Day 14 |
44.05 |
<30 Days |
A-0-Q |
61.99 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6918.68 |
Day 14 |
922.72 |
30-90 Days |
A-1-Q |
863.52 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11368.79 |
Day 14 |
562.99 |
<30 Days |
A-2-Q |
903.29 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15288.63 |
Day 14 |
1148.47 |
30-90 Days |
A-3-Q |
2617.11 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13378.32 |
Day 14 |
1938.55 |
30-90 Days |
A-4-Q |
482.19 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9771.00 |
Day 14 |
428.70 |
<30 Days |
A-5-Q |
1429.96 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6370.99 |
Day 14 |
599.20 |
30-90 Days |
CB-1-Q |
381.65 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16317.77 |
Day 14 |
1182.56 |
<30 Days |
CB-2-Q |
2114.34 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13293.95 |
Day 14 |
750.43 |
91-180 Days |
S-1-Q |
2305.63 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5736.30 |
Day 14 |
577.63 |
30-90 Days |
S-2-Q |
326.79 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7733.04 |
Day 14 |
214.73 |
<30 Days |
S-3-Q |
1417.26 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16237.83 |
Day 14 |
1467.10 |
Open |
S-4-Q |
163.48 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13651.09 |
Day 14 |
1573.63 |
30-90 Days |
CB-3-Q |
549.70 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2525.78 |
Day 14 |
376.49 |
91-180 Days |
G-1-Q |
484.92 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
203.97 |
Day 14 |
2.64 |
91-180 Days |
G-2-Q |
36.27 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4481.76 |
Day 14 |
521.21 |
Open |
G-3-Q |
833.38 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15889.49 |
Day 14 |
131.54 |
<30 Days |
S-5-Q |
2441.71 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9506.89 |
Day 14 |
1360.84 |
<30 Days |
S-6-Q |
1428.61 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8461.29 |
Day 14 |
1159.45 |
30-90 Days |
S-7-Q |
416.65 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16631.72 |
Day 14 |
1846.03 |
Open |
E-1-Q |
2847.20 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7567.66 |
Day 14 |
78.43 |
91-180 Days |
E-2-Q |
611.98 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7032.17 |
Day 14 |
29.38 |
<30 Days |
IG-1-Q |
258.26 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7072.45 |
Day 14 |
105.62 |
30-90 Days |
IG-2-Q |
13.50 |
No |
|
Risk Management |