| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1291.24 |
Day 8 |
133.52 |
<30 Days |
N-5 |
191.50 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15467.24 |
Day 8 |
1979.34 |
30-90 Days |
N-6 |
1625.30 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3276.24 |
Day 8 |
209.10 |
<30 Days |
N-7 |
121.36 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1656.96 |
Day 8 |
212.45 |
91-180 Days |
P-1 |
132.06 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12620.83 |
Day 8 |
397.06 |
30-90 Days |
P-2 |
2260.49 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12415.17 |
Day 8 |
809.14 |
30-90 Days |
S-8 |
1523.78 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
661.88 |
Day 8 |
54.18 |
Open |
Y-1 |
38.94 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10795.70 |
Day 8 |
1100.09 |
30-90 Days |
Y-2 |
1248.63 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14384.41 |
Day 8 |
45.10 |
<30 Days |
Y-3 |
2481.92 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8988.45 |
Day 8 |
942.37 |
Open |
Y-4 |
332.26 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2624.73 |
Day 8 |
138.49 |
30-90 Days |
Z-1 |
283.01 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3996.12 |
Day 8 |
173.50 |
91-180 Days |
A-2 |
233.28 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9668.70 |
Day 8 |
381.06 |
Open |
A-3 |
1605.64 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
155.73 |
Day 8 |
15.42 |
91-180 Days |
A-4 |
21.64 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16324.17 |
Day 8 |
1368.89 |
Open |
A-5 |
533.06 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12460.88 |
Day 8 |
812.56 |
<30 Days |
CB-1 |
1545.23 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15663.81 |
Day 8 |
1262.97 |
Open |
CB-2 |
1405.45 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12558.83 |
Day 8 |
901.67 |
Open |
CB-3 |
1615.00 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12693.35 |
Day 8 |
962.90 |
Open |
E-1 |
2403.15 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2909.36 |
Day 8 |
160.92 |
<30 Days |
E-2 |
529.21 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
468.65 |
Day 8 |
23.28 |
Open |
G-1 |
39.58 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1920.00 |
Day 8 |
35.34 |
Open |
G-2 |
274.95 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12317.98 |
Day 8 |
1482.20 |
Open |
G-3 |
1618.79 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11333.99 |
Day 8 |
975.48 |
<30 Days |
IG-1 |
1486.40 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13546.65 |
Day 8 |
1391.52 |
91-180 Days |
IG-2 |
2310.42 |
Yes |
Liberty Wealth Management LLC |
Legal |